JT
Joseph D. Turner
GREAT WATERS FINANCIAL
Shoreview, MN 55126
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CRD#: 7254374
JT
Professional summary
Joseph David Turner is a registered financial advisor currently at GREAT WATERS FINANCIAL located in Shoreview, Minnesota.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Joseph has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MAPLEBROOK SOCCER ASSOSCIATION POSITION: Assistant Coach NATURE: Youth Soccer club providing coaching and opportunities for youth to play competitive soccer. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 13750 Grove Dr #109, Maple Grove MN 55311, United States DESCRIPTION: Assistant Coach for youth Soccer team 2. Holds both Health and Life insurance licenses 3. Name of Other Business: Great Waters Financial Investment Related: Yes Address: 4100 Lexington Ave N, Suite 100, Shoreview, MN 55126 Nature of Business: Insurance Position: Agent Start Date: 6/2020 4. Name of other business: Calvary Lutheran Church Investment related: no Nature of business: Church Position/title: Male octet conductor Start date: 8/14/2024 Hours: 5/month
CRS (Client Relationship Summary) - RIA
Click below to view Joseph David Turner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 14, 2022 - Present
GREAT WATERS FINANCIAL
Office #1: 4100 Lexington Ave N Suite 100, Shoreview, MN 55126RIA
CRD#: 308215
Shoreview, MN
Past
November 10, 2021 - April 28, 2022
ADVISORNET WEALTH PARTNERS
RIA
CRD#: 113074
Minneapolis, MN
Past
July 31, 2020 - October 28, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
GOLDEN VALLEY, MN
Past
July 10, 2020 - October 28, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
GOLDEN VALLEY, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GREAT WATERS FINANCIAL
GREAT WATERS FINANCIAL | GREAT WATERS WEALTH MANAGEMENT
CRD#: 308215 / SEC#: 801-123543
RIA
Registered Investment Advisory firm - (3/28/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(4/14/2022)
IAR
Texas(4/14/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/10/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
GREAT WATERS FINANCIAL
GREAT WATERS FINANCIAL | GREAT WATERS WEALTH MANAGEMENT
CRD#: 308215 / SEC#: 801-123543
RIA
Registered Investment Advisory firm - (3/28/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4100 Lexington Ave N Suite 100, Shoreview, MN 55126
Mailing Address
Phone number
(612) 360-2127
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,944 |
| AUM (Assets Under Management) | $ 1,183,117,490 |
Red Flags
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