Walter L. Lawrence
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Ledon Lawrence, who also goes by Lee Lawrence, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1981. Walter had worked at 21 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2015 - September 13, 2017
CENTER STREET ADVISORS, INC.
September 4, 2014 - September 13, 2017
CENTER STREET SECURITIES, INC.
November 12, 2013 - August 8, 2014
USA FINANCIAL SECURITIES LLC
November 4, 2013 - August 8, 2014
USA FINANCIAL SECURITIES LLC
July 13, 2012 - November 15, 2013
ALPHASTAR CAPITAL MANAGEMENT
May 18, 2011 - June 15, 2012
GRADIENT ADVISORS, LLC
May 11, 2011 - June 15, 2012
GRADIENT SECURITIES, LLC
September 29, 2010 - May 11, 2011
CAPITAL FINANCIAL SERVICES, INC.
September 24, 2010 - May 11, 2011
CAPITAL FINANCIAL SERVICES, INC.
April 28, 2010 - September 29, 2010
SIGNATOR INVESTORS, INC.
November 6, 2009 - September 29, 2010
SIGNATOR INVESTORS, INC.
February 19, 2008 - November 23, 2009
NEXT FINANCIAL GROUP, INC.
February 14, 2008 - November 23, 2009
NEXT FINANCIAL GROUP, INC.
November 22, 2005 - February 15, 2008
CAPITAL FINANCIAL SERVICES, INC.
November 9, 2005 - February 15, 2008
CAPITAL FINANCIAL SERVICES, INC.
December 20, 2002 - November 21, 2005
VALIC FINANCIAL ADVISORS, INC.
December 20, 2002 - November 21, 2005
VALIC FINANCIAL ADVISORS, INC.
March 1, 2002 - January 3, 2003
SUNSET FINANCIAL SERVICES, INC.
April 3, 2000 - January 3, 2003
SUNSET FINANCIAL SERVICES, INC.
January 26, 1995 - January 22, 1996
CENTAURUS FINANCIAL, INC.
January 10, 1992 - August 6, 1992
AMERICAN CLASSIC SECURITIES, INC.
January 29, 1990 - December 31, 1994
WOODBURY FINANCIAL SERVICES, INC.
February 24, 1989 - December 19, 1989
RAY SECURITIES, INC.
December 7, 1985 - October 11, 1988
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
March 14, 1983 - September 26, 1985
PFS INVESTMENTS INC.
August 4, 1982 - April 3, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 9, 1981 - October 30, 1981
AMERICAN EXPRESS FINANCIAL CORPORATION
March 9, 1981 - October 30, 1981
AMERIPRISE FINANCIAL SERVICES, LLC
March 9, 1981 - October 30, 1981
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTER STREET ADVISORS, INC.
CRD#: 169329 / SEC#: 801-80344
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,689 |
| AUM (Assets Under Management) | $ 336,007,103 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
