MB
Michael B. Browning
UL WEALTH LLC
Valdosta, GA 31605
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CRD#: 7254218
MB
Professional summary
Michael Brian Browning is a registered financial advisor currently at UL WEALTH LLC located in Valdosta, Georgia.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Michael has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) M.B. BROWNING HOMES, INC.; NON INVESTMENT RELATED; VALDOSTA, GA; REAL ESTATE RENTAL, LEASE TO OWN, AND SALES; PRESIDENT; 08/1994; 2HRS PER MONTH; DUTIES INCLUDE GENERAL OVERSIGHT AND MANAGEMENT.
2) BROWNING AND SON'S LLC; INVESTMENT RELATED; VALDOSTA, GA; MANAGEMENT OF ASSETS THAT TRANSFER TO THE BENEFICIARIES OF THE BRIAN BROWNING FAMILY TRUST; MANAGER AND MINORITY SHAREHOLDER; 02/2001; LESS THAN 1 HR PER MONTH; DUTIES INCLUDE MANAGEMENT AND OVERSIGHT.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Brian Browning's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2020 - Present
UL WEALTH LLC
Office #1: 3316 N Oak St Ext, Valdosta, GA 31605RIA
CRD#: 309277
Valdosta, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(8/27/2020)
Current Firm
UW
UL WEALTH LLC
UL WEALTH LLC
CRD#: 309277 / SEC#:
Georgia
Registered Investment Advisory firm - (8/27/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3316 N Oak St Ext, Valdosta, GA 31605
Mailing Address
Phone number
(229) 262-1990
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 191 |
| AUM (Assets Under Management) | $ 37,448,824 |
Red Flags
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