Jason A. Richmond
Professional summary
Jason Alexander Richmond, who also goes by Jason Richmond, is a registered financial advisor currently at PRUITT RICHMOND WEALTH MANAGEMENT LLC located in Estero, Florida.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Jason has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jason Alexander Richmond's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2023 - Present
PRUITT RICHMOND WEALTH MANAGEMENT LLC
Office #1: 19910 S Tamiami Trail Suite D, Estero, FL 33928September 21, 2020 - December 7, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/19/2023)
Exams
Series 7TO
Date: 9/16/2022
General Securities Representative ExaminationSeries 6TO
Date: 9/21/2020
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PRUITT RICHMOND WEALTH MANAGEMENT LLC
CRD#: 324967 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 40 |
| AUM (Assets Under Management) | $ 1,287,214 |
Red Flags
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