Donald A. Hausle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Albert Hausle was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1981. Donald had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2017 - January 10, 2019
BMS FINANCIAL ADVISORS, LLC
January 19, 2010 - March 5, 2018
OSAIC SERVICES, INC.
January 6, 2010 - December 31, 2018
OSAIC SERVICES, INC.
July 19, 2000 - December 31, 2009
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
July 14, 2000 - December 31, 2009
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
May 19, 1992 - July 13, 2000
SUNAMERICA SECURITIES, INC.
July 16, 1987 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
January 14, 1981 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
January 14, 1981 - August 5, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
January 14, 1981 - September 4, 1987
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMS FINANCIAL ADVISORS, LLC
CRD#: 134738 / SEC#: 801-79498
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,292 |
| AUM (Assets Under Management) | $ 387,987,280 |
Red Flags
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