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GS

Gordon M. Sullivan

L. B. FISHER & COMPANY
DALLAS, TX 75248
CRD#: 7253487
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GS
Gordon Mitchell SullivanL. B. FISHER & COMPANY

Professional summary


Gordon Mitchell Sullivan, who also goes by Gordon Sullivan, is a registered financial professional currently at L. B. FISHER & COMPANY located in Dallas, Texas.

Gordon is registered as a RR (Registered Representative) and started their career in finance in 2020. Gordon has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gordon Sullivan

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gordon Mitchell Sullivan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 1, 2022 - Present

L. B. FISHER & COMPANY

Office #1: 16924 Preston Bend Drive, Dallas, TX 75248
BD
CRD#: 7306
DALLAS, TX
Past

November 7, 2020 - January 2, 2023

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
HOUSTON, TX
Past

October 21, 2020 - January 2, 2023

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(12/1/2022)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/6/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/20/2020
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


LB
L. B. FISHER & COMPANY
L. B. FISHER & COMPANY

CRD#: 7306 / SEC#: , 8-21023

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
16924 Preston Bend Drive, Dallas, TX 75248
Mailing Address
16924 Preston Bend Drive Suite 3050, Dallas, TX 75248
Phone number
(972) 733-4800
Established
Texas since 08/08/1976
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FISHER, LEWIS BYRON JRPRESIDENT AND TREASURER, CCO208675
FISHER, STEPHEN GREGORYVICE PRESIDENT AND SECRETARY830869

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


L. B. FISHER & COMPANY

CRD#: 7306Dallas, TX 75248

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