JH
James R. Hoefs
FIRST COMMAND ADVISORY SERVICES
Cheyenne, WY
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CRD#: 7253304
JH
Professional summary
James Robert Hoefs is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Cheyenne, Wyoming and FIRST COMMAND BROKERAGE SERVICES, INC. located in Cheyenne, Wyoming.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. James has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of the other business: COANG Legacy Foundation ; Whether the business is investment-related: No ; Address of the other business: 4950 S. Yosemite St., F2 377 Greenwood village, CO 80111 ; Nature of the other business: Board Membership ; Your position, title, or relationship with the other business: Volunteer Position - Secretary ; The start date of your relationship: 1/19/2022 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: The COANG Legacy Foundation is a Nonprofit Organization dedicated to serving the interests of the Colorado Air National Guard, promoting outreach, honoring service, enhancing esprit de corps, and assisting in preserving the history and legacy of the organization. (2)Name of the other business: Sandhills LLC ; Whether the business is investment-related: Yes ; Address of the other business: 4008 Laramie Street Cheyenne, WY 82001 ; Nature of the other business: Financial ; Your position, title, or relationship with the other business: Independent First Command Financial Advisor ; The start date of your relationship: 7/16/2021 ; The approximate number of hours/month you devote to the other business: Over 40 ; The number of hours you devote to the other business during securities trading hours: Over 40 ; Briefly describe your duties relating to the other business: Independent Financial Advisor for First Command (3)Name of the other business: BR-549 LLC ; Whether the business is investment-related: No ; Address of the other business: 137 Kornegay Cr Cheyenne, WY 82009 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Partner ; The start date of your relationship: 7/1/2022 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: Real Estate Co-Owner - will collect rent from building occupant.
CRS (Client Relationship Summary) - RIA
Click below to view James Robert Hoefs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2020 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 137 Kornegay Court, Cheyenne, WY 82009RIA
CRD#: 281958
Cheyenne, WY
Current
June 30, 2020 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 137 Kornegay Court, Cheyenne, WY 82009BD
CRD#: 3641
Cheyenne, WY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(9/10/2020)
RR
Florida(9/27/2022)
RR
Nebraska(10/12/2022)
RR
North Carolina(1/5/2021)
RR
Wyoming(9/10/2020)
IAR
Wyoming(12/16/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/30/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
