Shannon A. Mcdonough
MCDONOUGH CAPITAL MANAGEMENT
Orlando, FL 32819
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CRD#: 7253241
Professional summary
Shannon Ashley Mcdonough, CFP®, who also goes by Shannon Mcdonough, is a registered financial advisor currently at MCDONOUGH CAPITAL MANAGEMENT, INC. located in Orlando, Florida and OSAIC WEALTH, INC. located in Orlando, Florida.
Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Shannon has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shannon Mcdonough
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)McDonough Capital Management;investment related;6000 Turkey Lake Road,Suite 212,Orlando,FL 32819;investment advisor;junior wealth advisor;5/2020;140 hrs/month;6 hrs during trading;working on the advisory side of the business and building client relationships 2)McDonough Capital Management, Inc; investment-related; Orlando, FL; life insurance; insurance agent; 1/1/2000; 6 hrs/mo; 0.5 hrs during trading; offer various forms of life insurance, present life insurance options to clients requesting our assistance in this area, term, fixed and variable insurance 3)Lake Highland Board of Alumni;not investment related;901 Highland Ave,Orlando,FL 32803;board of alumni member;board member;3/11/2022;1 hr/month;0 hrs during trading;attend board meetings and assist with preparation of board sponsored events,advertise to fellow graduates giving events hosted by Lake Highland to raise money for student scholarships,etc 4) LAKE HIGHLAND PREPARATORY SCHOOL POSITION: President - Alumni Board NATURE: 501(c)3 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/14/2025 ADDRESS: 901 Highland Ave, Orlando FL 32803, United States DESCRIPTION: Facilitate alumni board monthly meetings, attend networking events for the school, encourage alumni engagement
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Ashley Mcdonough's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
November 12, 2020 - Present
MCDONOUGH CAPITAL MANAGEMENT, INC.
Office #1: 6000 Turkey Lake Road Suite 212, Orlando, FL 32819RIA
CRD#: 143767
Orlando, FL
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 6000 Turkey Lake Road Suite 212, Orlando, FL 32819RIA
BD
CRD#: 23131
ORLANDO, FL
Past
February 22, 2021 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
ORLANDO, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MCDONOUGH CAPITAL MANAGEMENT, INC.
MCDONOUGH CAPITAL MANAGEMENT | PI INVESTMENT SERVICES | MCDONOUGH CAPITAL MANAGEMENT, INC.
CRD#: 143767 / SEC#: 801-121364
RIA
Registered Investment Advisory firm - (6/1/2021 Approved)Florida
Registered Investment Advisory firm - (11/30/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/23/2024)
IAR
Florida(11/12/2020)
RR
Florida(8/23/2024)
RR
Georgia(8/23/2024)
RR
Maryland(8/23/2024)
RR
New Jersey(8/23/2024)
RR
North Carolina(8/23/2024)
RR
South Carolina(8/23/2024)
RR
Virginia(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/22/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MCDONOUGH CAPITAL MANAGEMENT, INC.
MCDONOUGH CAPITAL MANAGEMENT | PI INVESTMENT SERVICES | MCDONOUGH CAPITAL MANAGEMENT, INC.
CRD#: 143767 / SEC#: 801-121364
RIA
Registered Investment Advisory firm - (6/1/2021 Approved)Florida
Registered Investment Advisory firm - (11/30/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6000 Turkey Lake Road Suite 212, Orlando, FL 32819
Mailing Address
Phone number
(407) 248-9647
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 544 |
| AUM (Assets Under Management) | $ 205,800,640 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MCDONOUGH CAPITAL MANAGEMENT, INC.
CRD#: 143767Orlando, FL 32819TRUST BUT VERIFY
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