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Shannon Ashley Mcdonough

Shannon A. Mcdonough

MCDONOUGH CAPITAL MANAGEMENT
Orlando, FL 32819
Some features on this profile are disabled
CRD#: 7253241
Shannon Ashley Mcdonough

Professional summary

Shannon Ashley Mcdonough, CFP®, who also goes by Shannon Mcdonough, is a registered financial advisor currently at MCDONOUGH CAPITAL MANAGEMENT, INC. located in Orlando, Florida and OSAIC WEALTH, INC. located in Orlando, Florida.

Shannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Shannon has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Shannon Mcdonough

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon Ashley Mcdonough's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2023

Experience

Current

November 12, 2020 - Present

MCDONOUGH CAPITAL MANAGEMENT, INC.

Office #1: 6000 Turkey Lake Road Suite 212, Orlando, FL 32819
RIA
CRD#: 143767
Orlando, FL
Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 6000 Turkey Lake Road Suite 212, Orlando, FL 32819
RIA
BD
CRD#: 23131
ORLANDO, FL
Past

February 22, 2021 - August 23, 2024

TRIAD ADVISORS LLC

BD
CRD#: 25803
ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MCDONOUGH CAPITAL MANAGEMENT, INC.
MCDONOUGH CAPITAL MANAGEMENT | PI INVESTMENT SERVICES | MCDONOUGH CAPITAL MANAGEMENT, INC.

CRD#: 143767 / SEC#: 801-121364

RIA
Registered Investment Advisory firm - (6/1/2021 Approved)
Florida
Registered Investment Advisory firm - (11/30/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(8/23/2024)
IAR
Florida
(11/12/2020)
RR
Florida
(8/23/2024)
RR
Georgia
(8/23/2024)
RR
Maryland
(8/23/2024)
RR
New Jersey
(8/23/2024)
RR
North Carolina
(8/23/2024)
RR
South Carolina
(8/23/2024)
RR
Virginia
(8/23/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/22/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/21/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/22/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/4/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MCDONOUGH CAPITAL MANAGEMENT, INC.
MCDONOUGH CAPITAL MANAGEMENT | PI INVESTMENT SERVICES | MCDONOUGH CAPITAL MANAGEMENT, INC.

CRD#: 143767 / SEC#: 801-121364

RIA
Registered Investment Advisory firm - (6/1/2021 Approved)
Florida
Registered Investment Advisory firm - (11/30/2022 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
6000 Turkey Lake Road Suite 212, Orlando, FL 32819
Mailing Address
Phone number
(407) 248-9647
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts544
AUM (Assets Under Management)$ 205,800,640

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MCDONOUGH CAPITAL MANAGEMENT, INC.

CRD#: 143767Orlando, FL 32819

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