David I. Flanzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Israel Flanzer was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1981. David had worked at 5 firms and has passed the Series 63, Series 7, Series 6, Series 27, Series 53, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 1997 - November 1, 2005
D.I.F. SECURITIES INC.
February 24, 1988 - July 2, 1997
PATAGON.COM SECURITIES CORP.
January 25, 1988 - March 17, 1988
PORTFOLIO EDGE SECURITIES, INC.
March 24, 1986 - September 26, 1988
SANDHURST SECURITIES LTD.
March 9, 1981 - March 26, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/14/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
D.I.F. SECURITIES INC.
CRD#: 41897 / SEC#: , 8-49618
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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