AJ
Andrue Jorgensen
BAYNTREE WEALTH ADVISORS
Scottsdale, AZ 85253
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CRD#: 7252844
AJ
Professional summary
Andrue Jorgensen is a registered financial advisor currently at BAYNTREE WEALTH ADVISORS, LLC located in Scottsdale, Arizona.
Andrue is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Andrue has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RF BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/26/2020 ADDRESS: 5700 Oakland Ave, Suite 400, St Louis MO 63110, United States DESCRIPTION: Other: Group RFC advisors place health insurance coverage for individuals and entities through RF Brokerage. CO-OP INSURANCE AGENCY POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/26/2020 ADDRESS: 12250 El Camino Real, Suite 160, San Diego CA 92130, United States DESCRIPTION: RFC advisors use Co-Op Insurance services to obtain underwriting for difficult cases. PORSCHE CLUB OF AMERICA POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 11/23/2021 ADDRESS: 9689 Gerwig Lane, Unit 4C/D, Columbia MD 21046, United States DESCRIPTION: I am the Sponsorship Chair for the Arizona Region of the Porsche Club of America.
CRS (Client Relationship Summary) - RIA
Click below to view Andrue Jorgensen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2023 - Present
BAYNTREE WEALTH ADVISORS, LLC
Office #1: 7001 North Scottsdale Road Suite 2055, Scottsdale, AZ 85253RIA
CRD#: 226708
Scottsdale, AZ
Past
August 7, 2020 - October 20, 2022
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Phoenix, AZ
Past
June 26, 2020 - October 20, 2022
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Phoenix, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BAYNTREE WEALTH ADVISORS, LLC
BAINTREE FINANCIAL GROUP | BAYNTREE WEALTH ADVISORS, LLC | BAINTREE WEALTH ADVISORS, LLC | BAINTREE FINANCIAL GROUP, LLC
CRD#: 226708 / SEC#: 801-121867
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)Arizona
Registered Investment Advisory firm - (8/23/2021 Terminated)California
Registered Investment Advisory firm - (9/22/2021 Terminated)New Mexico
Registered Investment Advisory firm - (8/23/2021 Terminated)Texas
Registered Investment Advisory firm - (8/23/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/4/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/26/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
BW
BAYNTREE WEALTH ADVISORS, LLC
BAINTREE FINANCIAL GROUP | BAYNTREE WEALTH ADVISORS, LLC | BAINTREE WEALTH ADVISORS, LLC | BAINTREE FINANCIAL GROUP, LLC
CRD#: 226708 / SEC#: 801-121867
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)Arizona
Registered Investment Advisory firm - (8/23/2021 Terminated)California
Registered Investment Advisory firm - (9/22/2021 Terminated)New Mexico
Registered Investment Advisory firm - (8/23/2021 Terminated)Texas
Registered Investment Advisory firm - (8/23/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7001 North Scottsdale Road Suite 2055, Scottsdale, AZ 85253
Mailing Address
Phone number
(480) 494-2750
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,022 |
| AUM (Assets Under Management) | $ 191,705,737 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
