Cason W. Westmoreland
THE WELCH GROUP | Private Wealth Advisor
Birmingham, AL 35213
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CRD#: 7252630
Professional summary
Cason Wayne Westmoreland, who also goes by Cason Westmoreland, is a registered financial advisor currently at THE WELCH GROUP, LLC located in Birmingham, Alabama.
Cason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Cason has worked at 5 firms and has passed the Series 63, Series 66, Series 7TO and SIE exams.
Biography
Cason Westmoreland, Private Wealth Advisor at Twickenham Advisors, graduated with a bachelor’s degree in Finance and Economics from the University of Alabama in 2021. Following graduation, he immediately started working as a financial advisor in training and acquired his Series 7, Series 66, and Health and Life Insurance licenses. Subsequently, he moved to Nashville, Tennessee to work as a Hegde Fund Credit Risk Analyst at UBS Financial before relocating to Huntsville to pursue his passion for financial advising.
In his current role, Cason will develop, support, and manage our client relationships at Twickenham Advisors. Cason will assist with all client experience stages, from onboarding, planning, investments, and conducting client reviews.
Outside of work, Cason enjoys playing golf, spending time outdoors, and volunteering for the Boys & Girls Club of North Alabama. He looks forward to becoming more involved throughout the city.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cason Westmoreland
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Cason Wayne Westmoreland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 24, 2025 - Present
THE WELCH GROUP, LLC
Office #1: 3940 Montclair Rd Fifth Floor, Birmingham, AL 35213RIA
CRD#: 111273
Birmingham, AL
Past
September 23, 2024 - September 11, 2025
HIGHTOWER SECURITIES, LLC
BD
CRD#: 116681
HUNTSVILLE, AL
Past
June 13, 2022 - September 11, 2025
HIGHTOWER ADVISORS, LLC
RIA
CRD#: 145323
Huntsville, AL
Past
April 19, 2022 - June 21, 2022
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Past
September 3, 2021 - February 28, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
TUSCALOOSA, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THE WELCH GROUP, LLC
THE WELCH GROUP, LLC | WELCH GROUP LLC
CRD#: 111273 / SEC#: 801-56254
RIA
Registered Investment Advisory firm - (2/2/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(9/24/2025)
IAR
Texas(9/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/3/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
TW
THE WELCH GROUP, LLC
THE WELCH GROUP, LLC | WELCH GROUP LLC
CRD#: 111273 / SEC#: 801-56254
RIA
Registered Investment Advisory firm - (2/2/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3940 Montclair Rd Fifth Floor, Birmingham, AL 35213
Mailing Address
Phone number
(205) 879-5001
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,185 |
| AUM (Assets Under Management) | $ 3,212,010,865 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2024 | ||
| 01/19/2024 | ||
| 12/28/2022 |
Red Flags
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Company Information
THE WELCH GROUP, LLC
Private Wealth AdvisorCRD#: 111273Birmingham, AL 35213TRUST BUT VERIFY
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