Seth Surface
Professional Summary
Seth Surface, who also goes by Seth Matthew Surface, is a registered financial advisor currently at NORTH FORK FINANCIAL, LLC located in Hutchinson, Kansas. Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Seth has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Seth Matthew Surface
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
NORTH FORK FINANCIAL, LLC
Contact Information
Main Address
16 W. 4th Ave. Suite A, Hutchinson, KS 67501Phone Number
(620) 931-8991# of Employees
5Regulatory Assets Under Management
Total Number of Accounts
311AUM (Assets Under Management)
$27,788,180Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(9/1/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Seth Surface's CRS (Customer Relationship Summary).
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