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Gerardo Garcia

CONFIANZA WEALTH MANAGEMENT
Vista, CA
Some features on this profile are disabled
CRD#: 7251932
GG

Professional summary

Gerardo Garcia Jr, who also goes by Gerardo Garcia, is a registered financial advisor currently at CONFIANZA WEALTH MANAGEMENT located in Vista, California.

Gerardo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Gerardo has worked at 2 firms and has passed the Series 65 and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Gerardo Garcia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Jerry Garcia is a licensed insurance agent of Gerardo Garcia, Jr., Sole Proprietor since June 2020. He is an independent insurance agent that does not sell health, life or property and casualty insurance. He does not offer clients advice or products for this activity. Jerry Garcia receives no compensation for this activity and spends approximately 1 hour per month on this activity. 2. Jerry Garcia is the trustee of The Garcia Family Trust. He receives no compensation for this activity and spends 1-2 hours per month on this activity. 3. Jerry Garcia is a notary for the state of California since January 2021. He provides notary services by placing the seal on reviewed and completed documents. Jerry Garcia receives no compensation for this activity and spends approximately 1-2 hours per month on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerardo Garcia Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 19, 2024 - Present

CONFIANZA WEALTH MANAGEMENT

RIA
CRD#: 330322
Vista, CA
Past

August 31, 2022 - December 15, 2023

INVICTA FINANCIAL GROUP

RIA
CRD#: 288008
Temecula, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(4/19/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/31/2022
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/18/2020
Securities Industry Essentials Examination

Current Firm

CW
CONFIANZA WEALTH MANAGEMENT
CONFIANZA WEALTH MANAGEMENT | CONFIANZA WEALTH MANAGEMENT LLC

CRD#: 330322 / SEC#:

California
Registered Investment Advisory firm - (4/19/2024 Approved)
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Contact information

Main Address
Vista, CA
Mailing Address
170 Eucalyptus Avenue, Vista, CA 92084
Phone number
(773) 655-3650
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 23,999

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CONFIANZA WEALTH MANAGEMENT

CRD#: 330322Vista, CA

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