William C. Maynard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Charles Maynard, who also goes by Bill Maynard, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1981. William had worked at 22 firms and has passed the Series 65, Series 63, Series 55, Series 3, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2015 - April 25, 2018
LCM CAPITAL MANAGEMENT INC
December 21, 2001 - February 6, 2002
HEARTLAND SECURITIES CORP.
March 17, 1998 - June 14, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
January 2, 1998 - March 19, 1998
GROVE CAPITAL CORPORATION
September 26, 1995 - November 14, 1995
ISLAND SECURITIES, INC.
December 9, 1993 - September 6, 1995
FSC SECURITIES CORPORATION
December 8, 1992 - October 13, 1993
FSI FINANCIAL CORPORATION
March 11, 1992 - July 8, 1992
MARION BASS SECURITIES CORPORATION
December 11, 1991 - March 13, 1992
CC&Q INVESTORS DIVERSIFIED, INC.
December 4, 1990 - December 13, 1991
FSI FINANCIAL CORPORATION
May 24, 1989 - August 22, 1989
ATLANTA SECURITIES & INVESTMENTS, INC.
November 2, 1988 - April 18, 1990
W. D. FARD SECURITIES, INC.
May 20, 1988 - October 25, 1988
AMERICAN FRONTEER FINANCIAL CORPORATION
September 22, 1987 - June 6, 1988
M.S. KERNS INVESTMENTS, INC.
September 15, 1987 - October 16, 1987
FIRST FLORIDA SECURITIES GROUP, INC.
March 4, 1987 - August 1, 1987
BLACKSTOCK & LANDSTREET, INC.
January 2, 1987 - March 3, 1987
J. W. GANT & ASSOCIATES, INC.
August 26, 1985 - January 2, 1987
MICHELIN AND COMPANY, INC.
January 30, 1985 - August 12, 1985
RAYMOND JAMES & ASSOCIATES, INC.
April 23, 1984 - November 16, 1984
HENDERSON, FEW & CO.
January 9, 1984 - March 30, 1984
E. G. FRANCES CO., INC.
August 30, 1983 - December 20, 1983
LEHMAN BROTHERS INC.
February 23, 1981 - August 24, 1983
HERETH, ORR & JONES, INC.
Primary Firm SEC Registration
LCM CAPITAL MANAGEMENT INC
CRD#: 111074 / SEC#: 801-67893
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/28/1999
Limited Representative-Equity Trader ExamCurrent Firm
LCM CAPITAL MANAGEMENT INC
CRD#: 111074 / SEC#: 801-67893
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 932 |
| AUM (Assets Under Management) | $ 365,277,954 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
