RB
Ryan J. Baker
LANDAAS & COMPANY
Milwaukee, WI 53202
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CRD#: 7251474
RB
Professional summary
Ryan James Baker is a registered financial professional currently at LANDAAS & COMPANY located in Milwaukee, Wisconsin.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2021. Ryan has worked at 1 firm and has passed the Series 28 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ryan James Baker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2021 - Present
LANDAAS & COMPANY
Office #1: 411 E Wisconsin Ave 20th Floor, Milwaukee, WI 53202Office #2: 411 E. Wisconsin Ave, Milwaukee, WI 53202RIA
BD
CRD#: 47487
Milwaukee, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
L&
LANDAAS & COMPANY
LANDAAS | LANDAAS & COMPANY, LLC | LANDAAS & COMPANY
CRD#: 47487 / SEC#: 801-45055, 8-51826
RIA
Registered Investment Advisory firm - SEC (10/25/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Principal/Supervisory Exam
RR
Series 28
Date: 12/20/2021
Introducing Broker/Dealer Financial Operations Principal ExaminationSRO Registrations
RR
FINRA
Current Firm
L&
LANDAAS & COMPANY
LANDAAS | LANDAAS & COMPANY, LLC | LANDAAS & COMPANY
CRD#: 47487 / SEC#: 801-45055, 8-51826
RIA
Registered Investment Advisory firm - SEC (10/25/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
411 E. Wisconsin Ave 20th Floor, Milwaukee, WI 53202
Mailing Address
411 E. Wisconsin Ave, Milwaukee, WI 53202
Phone number
(414) 223-1099
Established
Wisconsin since 07/20/1989
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
25
SEC notice filing (23 States and Territories)
FINRA licenses (47 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 4,030 |
| AUM (Assets Under Management) | $ 1,724,224,069 |
Disclosures
| Regulatory Event | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 11/22/2024 | ||
| 10/25/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LANDAAS & COMPANY
CRD#: 47487Milwaukee, WI 53202TRUST BUT VERIFY
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