Mike J. Leiva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mike Joseph Leiva, who also goes by Mike Leiva, was a registered financial professional .
Mike is a previously registered financial professional and started their career in finance in 2020. Mike had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2020 - April 18, 2022
ALTERNA CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALTERNA CAPITAL MANAGEMENT, LLC
CRD#: 285529 / SEC#: 801-111644
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 16,955,000 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 8/9/2017 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
