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David J. Chester

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CRD#: 725133
DC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David John Chester was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1981. David had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 22, 1998 - August 25, 2000

WHEATEN PARTNERS, LTD.

BD
CRD#: 38476
MORGANVILLE, NJ
Past

August 16, 1996 - November 20, 1996

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
BOCA RATON, FL
Past

January 12, 1994 - February 16, 1996

COLEMAN & COMPANY SECURITIES, INC.

BD
CRD#: 1486
NEW YORK, NY
Past

April 27, 1985 - February 8, 1988

DOUGLAS STEWART INCORPORATED

BD
CRD#: 228
Past

May 23, 1984 - January 23, 1985

DEAK- PERERA SECURITIES, INC.

BD
CRD#: 13582
Past

March 11, 1982 - March 12, 1984

S.G. WARBURG & CO. INC.

BD
CRD#: 1483
Past

February 23, 1981 - February 24, 1982

T.E. SLANKER COMPANY

BD
CRD#: 4151

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/7/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


WP
WHEATEN PARTNERS, LTD.
WHEATEN PARTNERS, LTD.

CRD#: 38476 / SEC#: , 8-48257

BD
Terminated by SEC on 12/30/2001
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 03/21/1995
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
ABERLYN GROUP, INC.OWNER
ARITHMOS TECHNOLOGIES, INC.OWNER
HOFFMAN, LAWRENCE MICHAELOWNER
HOFFMAN, LYNDA MAYCORPORATE SECRETARY

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WHEATEN PARTNERS, LTD.

CRD#: 38476

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