Robert W. Wetzel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Warren Wetzel, who also goes by Robert Warren Weitzel, Bob Wetzel, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 8 firms and has passed the Series 63, Series 22, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 1998 - July 15, 1998
L.T.L. FINANCIAL INC.
March 16, 1989 - December 20, 1989
THE OXFORD GROUP, INC.
August 14, 1987 - March 8, 1988
KOBER FINANCIAL CORP.
July 17, 1986 - November 14, 1986
WAINWRIGHT, AUSTIN, STONE & CO.
July 15, 1985 - May 27, 1986
POWER SECURITIES CORPORATION
February 16, 1985 - July 5, 1985
ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.
August 31, 1983 - January 31, 1985
R.B. MARICH, INC.
February 23, 1981 - August 22, 1983
FIRST COLORADO INVESTMENTS & SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
L.T.L. FINANCIAL INC.
CRD#: 43361 / SEC#: , 8-50239
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
