Leland D. Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leland Dane Smith was a registered financial professional .
Leland is a previously registered financial professional and started their career in finance in 1981. Leland had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 1987 - November 1, 1988
HUGHES SECURITIES, INC.
June 22, 1983 - March 25, 1987
WARREN & BROWN ASSOCIATES, INC.
February 23, 1981 - August 10, 1982
MAIN STREET SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HUGHES SECURITIES, INC.
CRD#: 17006 / SEC#: , 8-34873
Contact information
Documents
Red Flags
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