Loyal H. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Loyal Hugh Hughes JR was a registered financial professional .
Loyal is a previously registered financial professional and started their career in finance in 1981. Loyal had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2003 - October 14, 2020
OPTIMUM INVESTMENT ADVISORS, LLC
April 26, 2002 - December 18, 2002
HOTOVEC, POMERANZ & CO., LLC
March 7, 2000 - January 14, 2002
H.C.WAINWRIGHT & CO., LLC
July 5, 1995 - March 23, 2000
WELLS FARGO SECURITIES, LLC
January 23, 1993 - June 13, 1995
SUTRO & CO. INCORPORATED
November 6, 1991 - January 19, 1993
TUCKER ANTHONY INCORPORATED
April 17, 1990 - December 16, 1991
HOLT & COLLINS
June 2, 1987 - April 7, 1988
NOMURA SECURITIES INTERNATIONAL, INC.
October 31, 1984 - January 16, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
March 28, 1984 - October 10, 1984
WOODMAN, KIRKPATRICK & GILBREATH
February 23, 1981 - September 26, 1983
HAMBRECHT & QUIST LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OPTIMUM INVESTMENT ADVISORS, LLC
CRD#: 105182 / SEC#: 801-35773
Contact information
Regulatory assets under management
| Total Number of Accounts | 426 |
| AUM (Assets Under Management) | $ 321,771,981 |
Red Flags
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