Phillip R. Scavo

PARALLEL ADVISORS

SCOTTSDALE, AZ 85254

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CRD#: 7250931

Professional summary

Phillip Ronald Scavo, who also goes by Phillip Scavo, Phil Scavo, is a registered financial advisor currently at PARALLEL ADVISORS, LLC located in Scottsdale, Arizona.

Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Phillip has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Phillip Scavo | Phil Scavo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Self-Employed; not investment-related; Phoenix, AZ; entertainment; Band Manager; started 05/2016; approximately 10 hours per month, zero hours during securities trading hours; play music in a band.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Ronald Scavo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2025 - Present

PARALLEL ADVISORS, LLC

Office #1: 16427 N Scottsdale Rd, Scottsdale, AZ 85254

RIA

CRD#: 140800

SCOTTSDALE, AZ

Past

December 13, 2021 - March 25, 2025

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Phoenix, AZ

Past

December 10, 2021 - March 25, 2025

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

Past

November 18, 2020 - December 1, 2021

MORGAN STANLEY

RIA

CRD#: 149777

GILBERT, AZ

Past

November 13, 2020 - December 1, 2021

MORGAN STANLEY

CRD#: 149777

GILBERT, AZ

Past

August 6, 2020 - November 5, 2020

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SCOTTSDALE, AZ

Past

July 8, 2020 - November 5, 2020

EQUITABLE ADVISORS, LLC

CRD#: 6627

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARALLEL ADVISORS, LLC

CRD#: 140800 / SEC#: 801-68107

RIA

Registered Investment Advisory firm - (6/26/2007 Approved)

California

Registered Investment Advisory firm - (7/12/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/15/2025)

IAR

Texas
(7/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/22/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/8/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/23/2020

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 9

Date: 8/19/2024

General Securities Sales Supervisor - Options Module Examination

Current Firm

PARALLEL ADVISORS, LLC

CRD#: 140800 / SEC#: 801-68107

RIA

Registered Investment Advisory firm - (6/26/2007 Approved)

California

Registered Investment Advisory firm - (7/12/2007 Terminated)

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Contact information

Main Address

150 Spear Street Suite 1600, San Francisco, CA 94105

Mailing Address

Phone number

(866) 627-6984

Established

Firm type

Fiscal year end

# of Employees

126

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	14,928
AUM (Assets Under Management)	$ 8,735,387,332

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Phillip R. Scavo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Phillip Ronald Scavo's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY

MORGAN STANLEY

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

PARALLEL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/22/2020

Series 7TO

Date: 7/8/2020

SIE

Date: 5/23/2020

Series 9

Date: 8/19/2024

Current Firm

PARALLEL ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARALLEL ADVISORS, LLC

TRUST BUT VERIFY

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