WD
Whitney N. Davis
DAVIS FINANCIAL SERVICES
DALLAS, TX 75243
Some features on this profile are disabled
CRD#: 7250806
WD
Professional summary
Whitney N Davis is a registered financial advisor currently at DAVIS FINANCIAL SERVICES located in Dallas, Texas and LPL FINANCIAL LLC located in Dallas, Texas.
Whitney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Whitney has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 12/2020 - DBA for LPL Business (entity for LPL business) - Davis Financial Services - Investment Related - Dallas, TX 75243; Ms. Davis is a registered representative of LPL Financial and receives commissions and other types of compensation for the sale of securities. 2) 09/27/2024 - Resurrezione, LLC - Other - Buisness Owner - Not Investment Related - At reported Business Location(s) - 30 Hours Per Month/ 1 Hour During Trading 3.05/14/2025 - DAVIS FINANCIAL ADVISORS, LLC - Investment Related - Registered Investment Advisor Hybrid - At reported Business Location(s) - Start Date:12/24/2020 - 160 Hours Per Month/ 160 Hour During Trading - I provide investment advisory services through Davis Financial Services, LLC, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 05/29/2025 - DAVIS FINANCIAL SERVICES, LLC - Investment Related - Tax Prep/Accounting/CPA - At Reported Business Location(s) - Start Date: 12/24/2020 - 80 Hrs/Mth - 80 Hrs During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Whitney N Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2022 - Present
DAVIS FINANCIAL SERVICES
Office #1: 9330 Lbj Freeway Suite 1020, Dallas, TX 75243RIA
CRD#: 316787
DALLAS, TX
Current
January 14, 2021 - Present
LPL FINANCIAL LLC
Office #1: 9330 Lbj Frwy. Ste 1020, Dallas, TX 75243RIA
BD
CRD#: 6413
Dallas, TX
Past
September 14, 2021 - August 1, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(5/16/2023)
RR
Arkansas(5/16/2023)
RR
California(5/24/2022)
RR
Colorado(5/16/2023)
RR
Florida(5/16/2023)
RR
Georgia(5/16/2023)
RR
Illinois(5/16/2023)
RR
Kansas(5/16/2023)
RR
Louisiana(5/16/2023)
IAR
Louisiana(10/9/2023)
RR
Mississippi(5/16/2023)
RR
Missouri(10/27/2023)
RR
New Jersey(5/16/2023)
RR
New York(5/16/2023)
RR
Ohio(1/9/2024)
RR
Pennsylvania(5/16/2023)
RR
Tennessee(11/15/2022)
RR
Texas(8/20/2021)
IAR
Texas(3/1/2022)
RR
Washington(5/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/14/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DF
DAVIS FINANCIAL SERVICES
DAVIS FINANCIAL ADVISORS | DAVIS FINANCIAL SERVICES | DAVIS FINANCIAL ADVISORS, LLC
CRD#: 316787 / SEC#:
Louisiana
Registered Investment Advisory firm - (7/25/2022 Approved)Tennessee
Registered Investment Advisory firm - (10/8/2025 Approved)Texas
Registered Investment Advisory firm - (2/28/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
9330 Lbj Freeway Suite 1020, Dallas, TX 75243
Mailing Address
Phone number
(972) 233-8300
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 266 |
| AUM (Assets Under Management) | $ 77,632,582 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DAVIS FINANCIAL SERVICES
CRD#: 316787Dallas, TX 75243TRUST BUT VERIFY
Monitor Whitney Davis
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
