John C. Bowen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Charles Bowen was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 2 firms and has passed the Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2012 - January 28, 2019
JOHN BOWEN INVESTMENT MANAGEMENT
February 23, 1981 - January 2, 1991
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/22/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
JOHN BOWEN INVESTMENT MANAGEMENT
CRD#: 106448 / SEC#: 801-37597
Contact information
Red Flags
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