Noah Steinbrenner

CGC FINANCIAL SERVICES

Lake Oswego, OR 97035

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CRD#: 7250494

Professional summary

Noah Steinbrenner is a registered financial advisor currently at CGC FINANCIAL SERVICES located in Lake Oswego, Oregon and OSAIC WEALTH, INC. located in Lake Oswego, Oregon.

Noah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Noah has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CGC FINANCIAL SERVICES POSITION: Financial Advisor/Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 20 START DATE: 05/11/2020 ADDRESS: 5 Centerpointe Drive, Suite 550, Lake Oswego OR 97035, United States DESCRIPTION: I meet with clients on a regular basis Client Reviews Investment Research/Trading/Compliance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noah Steinbrenner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 23, 2021 - Present

CGC FINANCIAL SERVICES

Office #1: 5 Centerpointe Dr Suite 550, Lake Oswego, OR 97035

RIA

CRD#: 155446

Lake Oswego, OR

Current

November 8, 2021 - Present

OSAIC WEALTH, INC.

Office #1: 5 Centerpointe Drive Suite 550, Lake Oswego, OR 97035

RIA

CRD#: 23131

Lake Oswego, OR

Past

November 15, 2021 - June 5, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CGC FINANCIAL SERVICES

CGC FINANCIAL SERVICES | CGC FINANCIAL SERVICES, LLC

CRD#: 155446 / SEC#: 801-78845

RIA

Registered Investment Advisory firm - (11/22/2013 Approved)

Oregon

Registered Investment Advisory firm - (12/4/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Oregon
(11/9/2021)

IAR

Oregon
(11/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/2/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/26/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/7/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/5/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

CGC FINANCIAL SERVICES

CGC FINANCIAL SERVICES | CGC FINANCIAL SERVICES, LLC

CRD#: 155446 / SEC#: 801-78845

RIA

Registered Investment Advisory firm - (11/22/2013 Approved)

Oregon

Registered Investment Advisory firm - (12/4/2013 Terminated)

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Contact information

Main Address

5 Centerpointe Dr Suite 550, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 670-1958

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CGC FINANCIAL SERVICES, ADV PART 2A (5/19/2025)

Regulatory assets under management

Total Number of Accounts	3,027
AUM (Assets Under Management)	$ 737,318,031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Noah Steinbrenner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Noah Steinbrenner's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

CGC FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 63

Date: 5/2/2021

Series 65

Date: 11/26/2019

Series 7TO

Date: 11/7/2021

SIE

Date: 4/5/2021

FINRA

Current Firm

CGC FINANCIAL SERVICES

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CGC FINANCIAL SERVICES

TRUST BUT VERIFY

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