Ralph B. Loucks

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CRD#: 725030

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ralph Bruce Loucks was a registered financial advisor .

Ralph is a previously registered financial advisor and started their career in finance in 1980. Ralph had worked at 5 firms and has passed the Series 63, Series 18 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 3, 1995 - December 31, 2013

TILDEN LOUCKS & WOODNORTH LLC

RIA

CRD#: 106713

CHICAGO, IL

Past

April 5, 1988 - November 16, 2012

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

CHICAGO, IL

Past

December 29, 1982 - July 28, 1983

BACON, WHIPPLE & CO., INC.

CRD#: 8001

Past

February 27, 1981 - March 7, 1983

BACON, WHIPPLE & CO.

CRD#: 67

Past

December 8, 1980 - April 16, 1988

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TILDEN LOUCKS & WOODNORTH LLC

CRD#: 106713 / SEC#: 801-47188

RIA

Registered Investment Advisory firm - (8/15/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/20/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 18

Date: 2/21/1981

Securities Industry Rules and Regulations Examination

Principal/Supervisory Exam

Series 24

Date: 8/27/1986

General Securities Principal Examination

Current Firm

TILDEN LOUCKS & WOODNORTH LLC

CRD#: 106713 / SEC#: 801-47188

RIA

Registered Investment Advisory firm - (8/15/1994 Approved)

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Contact information

Main Address

940 N Industrial Dr, Elmhurst, IL 60126

Mailing Address

Phone number

(312) 475-1400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TLW ADV FOR PART 2A 07-12-18 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	49
AUM (Assets Under Management)	$ 161,734,063

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ralph B. Loucks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TILDEN LOUCKS & WOODNORTH LLC

LASALLE ST SECURITIES, L.L.C.

BACON, WHIPPLE & CO., INC.

BACON, WHIPPLE & CO.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Primary Firm SEC Registration

TILDEN LOUCKS & WOODNORTH LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/20/1981

Series 18

Date: 2/21/1981

Series 24

Date: 8/27/1986

Current Firm

TILDEN LOUCKS & WOODNORTH LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TILDEN LOUCKS & WOODNORTH LLC

TRUST BUT VERIFY

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