Christopher M. Sneed

THIRD VIEW PRIVATE WEALTH

WESTPORT, CT 06880

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CRD#: 7250271

Professional summary

Christopher Mathew Sneed is a registered financial advisor currently at THIRD VIEW PRIVATE WEALTH located in Westport, Connecticut.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Christopher has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Third View Risk, LLC; Licensed Insurance Agent; Investment related; 55 Post Road West First Floor, Westport, CT 06880; Insurance Sales; 05/2025; 10 hours per month; Sell life insurance products as needed for clients that need coverage.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Mathew Sneed's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2025 - Present

THIRD VIEW PRIVATE WEALTH

Office #1: 55 Post Road West 1st Floor, Westport, CT 06880

RIA

CRD#: 335591

WESTPORT, CT

Past

June 27, 2023 - May 21, 2025

PROCYON

RIA

CRD#: 288239

Crowmell, CT

Past

January 7, 2021 - June 26, 2023

BAKER TILLY WEALTH MANAGEMENT, LLC

RIA

CRD#: 167811

New York, NY

Past

January 7, 2021 - June 26, 2023

BAKER TILLY CAPITAL, LLC

CRD#: 115333

MADISON, WI

Past

August 3, 2020 - January 5, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

STAMFORD, CT

Past

June 29, 2020 - January 5, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

STAMFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THIRD VIEW PRIVATE WEALTH

THIRD VIEW PRIVATE WEALTH | THIRD VIEW PRIVATE WEALTH, LLC

CRD#: 335591 / SEC#: 801-132770

RIA

Registered Investment Advisory firm - (5/19/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/31/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/29/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/22/2020

Securities Industry Essentials Examination

Current Firm

THIRD VIEW PRIVATE WEALTH

THIRD VIEW PRIVATE WEALTH | THIRD VIEW PRIVATE WEALTH, LLC

CRD#: 335591 / SEC#: 801-132770

RIA

Registered Investment Advisory firm - (5/19/2025 Approved)

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Contact information

Main Address

55 Post Road West 1st Floor, Westport, CT 06880

Mailing Address

1771 Post Road East Pmb #118, Westport, CT 06880

Phone number

(860) 759-0650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TVPW ADV 2A (10/14/2025)

Regulatory assets under management

Total Number of Accounts	2,096
AUM (Assets Under Management)	$ 1,054,256,330

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher M. Sneed

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Mathew Sneed's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROCYON

BAKER TILLY WEALTH MANAGEMENT, LLC

BAKER TILLY CAPITAL, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

THIRD VIEW PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 7/31/2020

Series 7TO

Date: 6/29/2020

SIE

Date: 5/22/2020

Current Firm

THIRD VIEW PRIVATE WEALTH

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THIRD VIEW PRIVATE WEALTH

TRUST BUT VERIFY

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