Benjamin J. Graybow

PEAK CAPITAL MANAGEMENT | Financial Advisor

STUART, FL 34997

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CRD#: 7250266

Professional summary

Benjamin Joseph Graybow is a registered financial advisor currently at PEAK CAPITAL MANAGEMENT located in Stuart, Florida.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Benjamin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent Licensed Insurance Agent ; investment related;750 SE Indian St., Stuart, FL 34997; Insurance and Annuities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Joseph Graybow's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2024 - Present

PEAK CAPITAL MANAGEMENT

Office #1: 750 Se Indian St., Stuart, FL 34997

RIA

CRD#: 144600

STUART, FL

Past

May 20, 2021 - April 5, 2024

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

PALM BEACH GARDENS, FL

Past

May 19, 2021 - April 5, 2024

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

PALM BEACH GARDENS, FL

Past

August 4, 2020 - May 20, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JUPITER, FL

Past

July 2, 2020 - May 20, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JUPITER, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/31/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/2/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/20/2020

Securities Industry Essentials Examination

Current Firm

PEAK CAPITAL MANAGEMENT

BURLEIGH & ASSOCIATES INC. | PEAK CAPITAL MANAGEMENT

CRD#: 144600 / SEC#:

Florida

Registered Investment Advisory firm - (8/24/2007 Approved)

Texas

Registered Investment Advisory firm - (6/30/2023 Conditional Restricted)

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Contact information

Main Address

750 Se Indian St., Stuart, FL 34997

Mailing Address

Phone number

(772) 334-9592

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	432
AUM (Assets Under Management)	$ 80,856,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Benjamin J. Graybow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Joseph Graybow's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK CAPITAL MANAGEMENT

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 7/31/2020

Series 7TO

Date: 7/2/2020

SIE

Date: 5/20/2020

Current Firm

PEAK CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PEAK CAPITAL MANAGEMENT

TRUST BUT VERIFY

Contact information

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