Cody M. Emerson

PEAK FINANCIAL PLANNING

Jacksonville, FL

CRD#: 7250070

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Professional summary

Cody Micheal Emerson, who also goes by Cody Micheal Emerson, Cody Emerson, is a registered financial advisor currently at PEAK FINANCIAL PLANNING located in Jacksonville, Florida.

Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Cody has worked at 8 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cody Micheal Emerson | Cody Emerson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody Micheal Emerson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 6, 2026 - Present

PEAK FINANCIAL PLANNING

RIA

CRD#: 317288

Jacksonville, FL

Past

October 9, 2024 - March 6, 2026

BRIGHTPLAN LLC

RIA

CRD#: 283790

Jacksonville, FL

Past

November 22, 2023 - January 30, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Cranston, RI

Past

October 31, 2023 - January 30, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Cranston, RI

Past

November 21, 2022 - October 13, 2023

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Jacksonville, FL

Past

October 14, 2021 - November 24, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SALT LAKE CITY, UT

Past

September 29, 2021 - November 22, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Past

July 28, 2020 - August 4, 2021

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

Oceanside, CA

Past

May 28, 2020 - August 4, 2021

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

OCEANSIDE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/22/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/22/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/7/2020

Securities Industry Essentials Examination

Current Firm

PEAK FINANCIAL PLANNING

PEAK FINANCIAL PLANNING | PEAK FINANCIAL PLANNING, LLC

CRD#: 317288 / SEC#:

California

Registered Investment Advisory firm - (12/8/2021 Approved)

Pennsylvania

Registered Investment Advisory firm - (10/21/2025 Approved)

Texas

Registered Investment Advisory firm - (4/16/2024 Conditional Restricted)

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Contact information

Main Address

21201 Victory Blvd Suite 215, Canoga Park, CA 91303

Mailing Address

Phone number

(818) 600-6099

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	279
AUM (Assets Under Management)	$ 75,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cody M. Emerson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody Micheal Emerson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIGHTPLAN LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AE WEALTH MANAGEMENT, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/22/2020

Series 7TO

Date: 11/22/2023

SIE

Date: 5/7/2020

Current Firm

PEAK FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PEAK FINANCIAL PLANNING

TRUST BUT VERIFY

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