Cody M. Emerson

BRIGHTPLAN LLC

Jacksonville, FL

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CRD#: 7250070

Professional summary

Cody Micheal Emerson, who also goes by Cody Micheal Emerson, Cody Emerson, is a registered financial advisor currently at BRIGHTPLAN LLC located in Jacksonville, Florida.

Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Cody has worked at 7 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cody Micheal Emerson | Cody Emerson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) J. BIANCE FINANCIAL; Yes Investment Related; ADDRESS: 1301 RIVERPLACE BLVD, SUITE 2420, JACKSONVILLE, FL 32207; NATURE: Insurance Sales; POSITION SERVICE ADVISOR; NUMBER OF HOURS: Approx. 120 hours a month; Approx. 7 hours during trading DESCRIPTION: Insurance Sales and Services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody Micheal Emerson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2024 - Present

BRIGHTPLAN LLC

RIA

CRD#: 283790

Jacksonville, FL

Past

November 22, 2023 - January 30, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Cranston, RI

Past

October 31, 2023 - January 30, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Cranston, RI

Past

November 21, 2022 - October 13, 2023

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Jacksonville, FL

Past

October 14, 2021 - November 24, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SALT LAKE CITY, UT

Past

September 29, 2021 - November 22, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Past

July 28, 2020 - August 4, 2021

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

Oceanside, CA

Past

May 28, 2020 - August 4, 2021

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

OCEANSIDE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIGHTPLAN LLC

CRD#: 283790 / SEC#: 801-108227

RIA

Registered Investment Advisory firm - (8/4/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/9/2024)

IAR

Louisiana
(1/24/2025)

IAR

Texas
(11/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/22/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/22/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/7/2020

Securities Industry Essentials Examination

Current Firm

BRIGHTPLAN LLC

CRD#: 283790 / SEC#: 801-108227

RIA

Registered Investment Advisory firm - (8/4/2016 Approved)

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Contact information

Main Address

333 West San Carlos Street Suite 600, San Jose, CA 95110

Mailing Address

7491 North Federal Hwy Suite C5-302, Boca Raton, FL 33487

Phone number

(408) 933-6188

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRIGHTPLAN ADV PART 2A (3/31/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cody M. Emerson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody Micheal Emerson's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AE WEALTH MANAGEMENT, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

BRIGHTPLAN LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/22/2020

Series 7TO

Date: 11/22/2023

SIE

Date: 5/7/2020

Current Firm

BRIGHTPLAN LLC

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BRIGHTPLAN LLC

TRUST BUT VERIFY

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