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Mark Arthur Cyphers

CRD# 725000·Registered 1981 - 1991
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Arthur Cyphers was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 1981 - 1991. Mark had worked at 7 firms and has passed the Series 63, Series 7, Series 6, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

OMNI CAPITAL MARKETS, INCORPORATED·CRD# 23583
BD
February 1, 1989 - August 8, 1991
COLUMBUS EQUITIES INTERNATIONAL, INC.·CRD# 7559
BD
November 22, 1985 - January 19, 1989
LPL FINANCIAL LLC·CRD# 6413
BD
August 21, 1984 - November 25, 1985
FIRST PARK EQUITIES, INC.·CRD# 5269
BD
January 17, 1984 - August 27, 1984
E. F. HUTTON & COMPANY INC·CRD# 235
BD
February 18, 1983 - January 30, 1984
VERCOE & COMPANY, INC.·CRD# 855
BD
April 23, 1981 - March 21, 1983
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
March 6, 1981 - May 24, 1981

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Current Firm

OC
OMNI CAPITAL MARKETS, INCORPORATED

OMNI CAPITAL MARKETS, INCORPORATED

CRD#: 23583 / SEC#: 8-40578
BD
Expelled by FINRA on 03/24/1992

Contact Information

Established

Ohio since 01/24/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1983About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1981About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1981About the Series 6 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 1991About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Nov 1984About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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