EP
Elliot J. Pepper
NORTHBROOK FINANCIAL
BALTIMORE, MD 21209
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CRD#: 7249793
EP
Professional summary
Elliot Jacob Pepper, CFP®, who also goes by Elliot Pepper, is a registered financial advisor currently at NORTHBROOK FINANCIAL located in Baltimore, Maryland.
Elliot is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Elliot has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elliot Pepper
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Elliot Pepper is a CPA and Managing Member of Northbrook Tax, LLC, a tax planning and preparation firm. Mr. Pepper spends approximately 25 hours per week (15 hours per week during trading hours) on this activity. Advisory Clients of Northbrook Financial Planning, LLC may, but are not required to, engage Northbrook Financial, LLC, a separate entity, to provide tax services. Clients who do so will remit fees to Northbrook Financial Planning, LLC and Northbrook Financial Planning, LLC will remit fees for tax services to Northbrook Financial, LLC. Elliot Pepper is a Financial Literacy Teacher at Beth Tfiloh Dahan Community School. He spends 12 hours per month on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Elliot Jacob Pepper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
May 12, 2020 - Present
NORTHBROOK FINANCIAL
Office #1: 1340 Smith Ave Ste 200, Baltimore, MD 21209RIA
CRD#: 309060
BALTIMORE, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/11/2025)
IAR
Maryland(5/12/2020)
IAR
Massachusetts(8/28/2023)
IAR
New Jersey(7/25/2025)
IAR
New York(8/8/2022)
IAR
Virginia(6/24/2025)
Exams
Current Firm
NORTHBROOK FINANCIAL
NORTHBROOK FINANCIAL | NORTHBROOK FINANCIAL PLANNING LLC
CRD#: 309060 / SEC#:
Florida
Registered Investment Advisory firm - (6/11/2025 Approved)Maryland
Registered Investment Advisory firm - (5/11/2020 Approved)Massachusetts
Registered Investment Advisory firm - (8/28/2023 Approved)New Jersey
Registered Investment Advisory firm - (7/24/2025 Approved)New York
Registered Investment Advisory firm - (8/5/2022 Approved)Virginia
Registered Investment Advisory firm - (6/24/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1340 Smith Ave Ste 200, Baltimore, MD 21209
Mailing Address
Phone number
(410) 941-9709
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 491 |
| AUM (Assets Under Management) | $ 69,122,000 |
Red Flags
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