JG
John R. Gilling
LANDOLT SECURITIES
Brookfield, WI 53005
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CRD#: 724969
JG
Professional summary
John Robert Gilling is a registered financial advisor currently at LANDOLT SECURITIES, INC. located in Brookfield, Wisconsin.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRESIDENT OF PREMIER FINANCIAL SERVICES: ACCOUNTING 16800 W. GREENFIELD AVE. BROOKFIELD WI, 53005, ACCOUNTING/TAX PREPARATION, DURING NORMAL BUSINESS HOURS, 20 HOURS/MO, COMMISSION/COMPENSATION. Also an insurance agent selling life, health, property, casualty, and annuities through National Life Group started in 2012. I am cotrustee for my deceased mothers trust account.
CRS (Client Relationship Summary) - RIA
Click below to view John Robert Gilling's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Robert Gilling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2014 - Present
LANDOLT SECURITIES, INC.
Office #1: 2525 N. 124th St. Suite 102, Brookfield, WI 53005RIA
BD
CRD#: 28352
Brookfield, WI
Current
March 15, 2013 - Present
LANDOLT SECURITIES, INC.
Office #1: 2525 N. 124th St. Suite 102, Brookfield, WI 53005RIA
BD
CRD#: 28352
Brookfield, WI
Past
December 14, 2012 - December 31, 2021
PREMIER FINANCIAL SERVICES
RIA
CRD#: 166202
BROOKFIELD, WI
Past
August 2, 2007 - February 14, 2013
SAXONY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 122692
BROOKFIELD, WI
Past
July 27, 2004 - February 14, 2013
SAXONY SECURITIES, INC.
BD
CRD#: 115547
BROOKFIELD, WI
Past
November 29, 1999 - August 5, 2004
BIRKELBACH INVESTMENT SECURITIES, INC.
BD
CRD#: 11490
CHICAGO, IL
Past
March 15, 1989 - November 4, 1999
GENEVA SECURITIES,INC.
BD
CRD#: 16178
SCHAUMBURG, IL
Past
March 6, 1981 - February 14, 1989
EQUABLE SECURITIES CORPORATION
BD
CRD#: 7405
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(3/18/2024)
RR
Wisconsin(4/5/2013)
IAR
Wisconsin(10/14/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LANDOLT SECURITIES, INC.
FISN | TORII ASSET MANAGEMENT | TK CHEN FINANCIAL SERVICES LLC | THE WEALTH PROTECTION GROUP LLC | THE WEALTH PROTECTION GROUP | LESLIE FINANCIAL LLC | LANDOLT SECURITIES, INC.
CRD#: 28352 / SEC#: , 8-43645
Illinois
Registered Investment Advisory firm - SEC (10/10/2006 Approved)Indiana
Registered Investment Advisory firm - SEC (3/23/2020 Approved)North Carolina
Registered Investment Advisory firm - SEC (8/16/2017 Approved)Ohio
Registered Investment Advisory firm - SEC (7/6/2017 Approved)Texas
Registered Investment Advisory firm - SEC (4/28/2020 Approved)Wisconsin
Registered Investment Advisory firm - SEC (3/26/2002 Approved)Wyoming
Registered Investment Advisory firm - SEC (7/25/2017 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
Mailing Address
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
Phone number
(847) 838-5151
Established
Wisconsin since 11/09/1989
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
11
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 279 |
| AUM (Assets Under Management) | $ 105,626,273 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LANDOLT SECURITIES, INC.
CRD#: 28352Brookfield, WI 53005TRUST BUT VERIFY
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