Michael K. Halper

STRATEON INTELLIGENT WEALTH LLC

SIMI VALLEY, CA

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CRD#: 7249605

Professional summary

Michael Kenneth Halper, CFP® is a registered financial advisor currently at STRATEON INTELLIGENT WEALTH LLC located in Simi Valley, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Michael has worked at 1 firm and has passed the Series 65, Series 66 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Kenneth Halper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

June 4, 2020 - Present

STRATEON INTELLIGENT WEALTH LLC

RIA

CRD#: 309062

SIMI VALLEY, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/4/2020)

IAR

Texas
(1/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/16/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/5/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2019

Securities Industry Essentials Examination

Current Firm

STRATEON INTELLIGENT WEALTH LLC

ESCIENT FINANCIAL LLC | STRATEON INTELLIGENT WEALTH LLC

CRD#: 309062 / SEC#:

California

Registered Investment Advisory firm - (6/4/2020 Approved)

Texas

Registered Investment Advisory firm - (1/20/2025 Conditional Restricted)

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Contact information

Main Address

Simi Valley, CA

Mailing Address

Phone number

(805) 864-6555

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael K. Halper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Kenneth Halper's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEON INTELLIGENT WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/16/2019

Series 66

Date: 12/5/2019

SIE

Date: 10/1/2019

Current Firm

STRATEON INTELLIGENT WEALTH LLC

Contact information

Documents

Red Flags

Company Information

STRATEON INTELLIGENT WEALTH LLC

TRUST BUT VERIFY

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