Steven K. Bilby
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Kent Bilby was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1981. Steven had worked at 13 firms and has passed the Series 63, SIE, Series 55, Series 15, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2013 - February 18, 2020
LPS CAPITAL LLC
July 30, 2012 - June 3, 2013
OPEN TO THE PUBLIC INVESTING, INC.
October 5, 2006 - February 5, 2007
CREDITEX GROUP, INC.
October 5, 2006 - March 8, 2012
ICE BONDS SECURITIES CORPORATION
January 23, 2001 - September 18, 2006
MCFADDEN, FARRELL & SMITH, L.P.
February 4, 2000 - February 15, 2001
TULLETT PREBON FINANCIAL SERVICES LLC
September 9, 1996 - September 10, 1999
CANTOR FITZGERALD & CO.
August 1, 1996 - February 16, 2000
CANTOR FITZGERALD SECURITIES
August 1, 1996 - February 18, 2000
MINT BROKERS
June 6, 1994 - May 15, 1996
TULLETT LIBERTY BROKERAGE INC.
November 24, 1987 - March 8, 1994
TULLETT LIBERTY BROKERAGE INC.
October 16, 1985 - December 12, 1987
MORGAN STANLEY DW INC.
October 10, 1984 - September 19, 1985
GEEK SECURITIES, INC.
February 23, 1981 - October 13, 1984
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/19/2000
Limited Representative-Equity Trader ExamSeries 15
Date: 6/12/1984
Foreign Currency Options ExaminationSeries 5
Date: 10/14/1981
Interest Rate Options ExaminationCurrent Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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