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Wen Ma

Wen Ma

WEALTH HOUSE CAPITAL
Livingston, NJ
Some features on this profile are disabled
CRD#: 7249276
Wen Ma
Wen MaWEALTH HOUSE CAPITAL

Professional summary

Wen Ma, CFP® is a registered financial professional currently at WEALTH HOUSE CAPITAL INC. located in Livingston, New Jersey.

Wen is registered as a RR (Registered Representative) and started their career in finance in 2020. Wen has worked at 3 firms and has passed the Series 63, Series 6TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Wen Ma's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2021

Experience

Current

August 18, 2026 - Present

WEALTH HOUSE CAPITAL INC.

BD
CRD#: 323088
Livingston, NJ
Past

October 26, 2022 - July 31, 2026

GLOBALINK SECURITIES, INC.

BD
CRD#: 29721
PASADENA, CA
Past

August 30, 2021 - September 30, 2022

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
FLUSHING, NY
Past

June 22, 2020 - September 30, 2022

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
FLUSHING, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(8/18/2026)
RR
New York
(8/18/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/14/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 6/22/2020
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/10/2019
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

WH
WEALTH HOUSE CAPITAL INC.
WEALTH HOUSE CAPITAL INC. | WEALTHHOUSE ADVISORS INC

CRD#: 323088 / SEC#: , 8-70973

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
17 Canoe Brook Drive, Livingston, NJ 07039
Mailing Address
17 Canoe Brook Drive, Livingston, NJ 07039
Phone number
(917) 660-6796
Established
New Jersey since 11/20/2017
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WANG, MARJORIE WCCO, CEO6897024
BEATON, DANIEL STEWARTFINOP/PFO/POO4240769
CHEN, YUZHENCOO5626131
WANG, SCOTTGENERAL SECURITIES PRINCIPAL7794226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTH HOUSE CAPITAL INC.

CRD#: 323088Livingston, NJ

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