John L. Pacovich
Professional summary
John Louis Pacovich III, who also goes by John Louis Pacovich, John Louis Pacovich III, is a registered financial professional currently at TCG CAPITAL MARKETS L.L.C. located in Washington, District Of Columbia.
John is registered as a RR (Registered Representative) and started their career in finance in 2023. John has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Louis Pacovich III's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2023 - Present
TCG CAPITAL MARKETS L.L.C.
Office #1: 1001 Pennsylvania Ave., Nw Suite 220 South, Washington, DC 20004State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 2/24/2023
Operations Professional ExaminationFINRA
Current Firm
TCG CAPITAL MARKETS L.L.C.
CRD#: 291767 / SEC#: , 8-70061
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CARLYLE INVESTMENT MANAGEMENT, L.L.C. | MEMBER | |
| KRZAK, ALEXANDER JACOB | PRINCIPAL OPERATIONS OFFICER | 6349160 |
| LEFKOWITZ, JOSHUA ADAM | OFFICER | 7216783 |
| LOWENTHAL, MITCHELL NEAL | CO-CHIEF COMPLIANCE OFFICER | 6939241 |
| PLOUFFE, JUSTIN | CEO | 6223477 |
| QIAN, LIANGSHUN | CO-CHIEF COMPLIANCE OFFICER | 7247412 |
| RIORDAN, TIFFANY | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER | 6313437 |
Red Flags
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