Shane A. Carrier
UHLER VERTICH WHITE ADVISORS
Fort Myers, FL 33919-1068
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CRD#: 7249083
Professional summary
Shane Andrew Carrier, CFP® is a registered financial advisor currently at UHLER VERTICH WHITE ADVISORS located in Fort Myers, Florida and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Fort Myers, Florida.
Shane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Shane has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Uhler Vertich White Advisors Address: 1510 Royal Palm Square Blvd, Fort Myers, FL, 33919-1068, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I am a client-facing financial planner.
CRS (Client Relationship Summary) - RIA
Click below to view Shane Andrew Carrier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
May 24, 2023 - Present
UHLER VERTICH WHITE ADVISORS
Office #1: 1510 Royal Palm Square Boulevard Suite 103, Fort Myers, FL 33919-1068RIA
CRD#: 130716
Fort Myers, FL
Current
April 10, 2023 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 1510 Royal Palm Sq. Blvd. Suite 103, Fort Myers, FL 33919BD
CRD#: 6694
Fort Myers, FL
Past
December 17, 2020 - April 14, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
FRANKLIN, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UV
UHLER VERTICH WHITE ADVISORS
UHLER AND VERTICH FINANCIAL PLANNERS | UHLER VERTICH WHITE ADVISORS, LLC | UHLER VERTICH WHITE ADVISORS | UHLER AND VERTICH FINANCIAL PLANNERS, LLC | UHLER AND VERTICH FINANCIAL PLANNERS, L.L.P.
CRD#: 130716 / SEC#: 801-62896
RIA
Registered Investment Advisory firm - (3/12/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/10/2023)
RR
Arizona(4/10/2023)
RR
Arkansas(4/10/2023)
RR
California(4/10/2023)
RR
Colorado(4/10/2023)
RR
Connecticut(4/10/2023)
RR
Florida(4/10/2023)
IAR
Florida(5/24/2023)
RR
Georgia(4/10/2023)
RR
Illinois(4/10/2023)
RR
Indiana(4/10/2023)
RR
Iowa(4/10/2023)
RR
Kentucky(4/10/2023)
RR
Louisiana(4/10/2023)
RR
Maine(4/10/2023)
RR
Maryland(4/10/2023)
RR
Massachusetts(4/10/2023)
RR
Michigan(4/10/2023)
RR
Minnesota(4/10/2023)
RR
Missouri(4/10/2023)
RR
Montana(4/10/2023)
RR
New Jersey(4/10/2023)
RR
New Mexico(4/10/2023)
RR
New York(4/10/2023)
RR
North Carolina(4/21/2023)
RR
Ohio(4/11/2023)
RR
Oklahoma(4/10/2023)
RR
Pennsylvania(4/10/2023)
RR
South Carolina(4/10/2023)
RR
South Dakota(4/10/2023)
RR
Tennessee(4/10/2023)
RR
Texas(4/10/2023)
RR
Vermont(4/10/2023)
RR
Virginia(4/10/2023)
RR
Washington(4/10/2023)
RR
Wisconsin(4/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/17/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UV
UHLER VERTICH WHITE ADVISORS
UHLER AND VERTICH FINANCIAL PLANNERS | UHLER VERTICH WHITE ADVISORS, LLC | UHLER VERTICH WHITE ADVISORS | UHLER AND VERTICH FINANCIAL PLANNERS, LLC | UHLER AND VERTICH FINANCIAL PLANNERS, L.L.P.
CRD#: 130716 / SEC#: 801-62896
RIA
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Contact information
Main Address
1510 Royal Palm Square Boulevard Suite 103, Fort Myers, FL 33919-1068
Mailing Address
Phone number
(239) 936-6300
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 971 |
| AUM (Assets Under Management) | $ 466,827,500 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UHLER VERTICH WHITE ADVISORS
CRD#: 130716Fort Myers, FL 33919-1068TRUST BUT VERIFY
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