PS
Patrick Sowell
FORIS CAPITAL US LLC
Portsmouth, NH
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CRD#: 7248846
PS
Professional summary
Patrick Sowell is a registered financial professional currently at FORIS CAPITAL US LLC located in Portsmouth, New Hampshire.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2022. Patrick has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/18/2024-Congress Street Financial Group-DBA for LPL Business (entity for LPL business)-INV related-Start Date 6/14/2024-25hrs/mth
CRS (Client Relationship Summary) - BD
Click below to view Patrick Sowell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2025 - Present
FORIS CAPITAL US LLC
BD
CRD#: 282331
Portsmouth, NH
Past
November 14, 2024 - April 10, 2025
LPL ENTERPRISE, LLC
RIA
CRD#: 8733
PORTLAND, ME
Past
November 14, 2024 - April 2, 2025
LPL ENTERPRISE, LLC
BD
CRD#: 8733
PORTLAND, ME
Past
August 4, 2022 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Saco, ME
Past
May 7, 2022 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Saco, ME
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/14/2025)
RR
Alaska(7/14/2025)
RR
Arizona(7/14/2025)
RR
Arkansas(7/14/2025)
RR
California(7/14/2025)
RR
Colorado(7/14/2025)
RR
Connecticut(7/14/2025)
RR
Delaware(7/14/2025)
RR
District of Columbia(7/14/2025)
RR
Florida(7/14/2025)
RR
Georgia(7/14/2025)
RR
Hawaii(7/14/2025)
RR
Idaho(7/14/2025)
RR
Illinois(7/14/2025)
RR
Indiana(7/14/2025)
RR
Iowa(7/14/2025)
RR
Kansas(7/14/2025)
RR
Kentucky(7/14/2025)
RR
Louisiana(7/14/2025)
RR
Maine(7/14/2025)
RR
Maryland(7/14/2025)
RR
Massachusetts(7/14/2025)
RR
Michigan(7/14/2025)
RR
Minnesota(7/14/2025)
RR
Mississippi(7/14/2025)
RR
Missouri(7/14/2025)
RR
Montana(7/14/2025)
RR
Nebraska(7/14/2025)
RR
Nevada(7/14/2025)
RR
New Hampshire(7/11/2025)
RR
New Jersey(7/14/2025)
RR
New Mexico(7/14/2025)
RR
New York(7/14/2025)
RR
North Carolina(7/14/2025)
RR
North Dakota(7/14/2025)
RR
Ohio(7/14/2025)
RR
Oklahoma(7/14/2025)
RR
Oregon(7/14/2025)
RR
Pennsylvania(7/14/2025)
RR
Puerto Rico(7/14/2025)
RR
Rhode Island(7/14/2025)
RR
South Carolina(7/14/2025)
RR
South Dakota(7/14/2025)
RR
Tennessee(7/14/2025)
RR
Texas(7/14/2025)
RR
Utah(7/14/2025)
RR
Vermont(7/14/2025)
RR
Virgin Islands(7/14/2025)
RR
Virginia(7/14/2025)
RR
Washington(7/14/2025)
RR
West Virginia(7/14/2025)
RR
Wisconsin(7/14/2025)
RR
Wyoming(7/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/7/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FORIS CAPITAL US LLC
FORIS CAPITAL US LLC | WATCHDOG CAPITAL, LLC
CRD#: 282331 / SEC#: , 8-69712
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
210 Commerce Way Suite 220, Portsmouth, NH 03801
Mailing Address
210 Commerce Way Suite 220, Portsmouth, NH 03801
Phone number
(603) 956-5649
Established
Georgia since 11/02/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
