Robert K. Jarrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Kirkman Jarrell, who also goes by Rob Jarrell, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2020. Robert had worked at 1 firm and has passed the Series 82TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2020 - November 14, 2022
CHESSIECAP SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 82TO
Date: 7/1/2020
Limited Representative-Private Securities OfferingsCurrent Firm
CHESSIECAP SECURITIES, INC.
CRD#: 132153 / SEC#: , 8-66565
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHESSIECAP, INC. | OWNER | |
| SCHMIDT, DOUGLAS MORTON | PRESIDENT/CEO/EXECUTIVE REPRESENTATIVE/CCO/AMLCO/FINOP | 1860723 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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