WG
Warren J. Gibbon
BOSTON FAMILY ADVISORS LLC
Boston, MA 02116
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CRD#: 7248231
WG
Professional summary
Warren John Gibbon is a registered financial advisor currently at BOSTON FAMILY ADVISORS LLC located in Boston, Massachusetts.
Warren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Warren has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BFA Private Opportunities Fund I GP, LLC; Investment Related; At the same location; Private Investment Fund; Member; Start 09/2021; 2 hours per month; 2 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Warren John Gibbon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 24, 2020 - Present
BOSTON FAMILY ADVISORS LLC
Office #1: 118 Newbury Street Suite 2, Boston, MA 02116RIA
CRD#: 299060
Boston, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BOSTON FAMILY ADVISORS LLC
BFA FAMILY OFFICES | BOSTON FAMILY ADVISORS LLC
CRD#: 299060 / SEC#: 801-128445
RIA
Registered Investment Advisory firm - (8/2/2023 Approved)Massachusetts
Registered Investment Advisory firm - (8/8/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(4/24/2020)
Exams
Current Firm
BF
BOSTON FAMILY ADVISORS LLC
BFA FAMILY OFFICES | BOSTON FAMILY ADVISORS LLC
CRD#: 299060 / SEC#: 801-128445
RIA
Registered Investment Advisory firm - (8/2/2023 Approved)Massachusetts
Registered Investment Advisory firm - (8/8/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
118 Newbury Street Suite 2, Boston, MA 02116
Mailing Address
Phone number
(617) 963-0904
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 283 |
| AUM (Assets Under Management) | $ 284,939,309 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2024 | ||
| 12/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOSTON FAMILY ADVISORS LLC
CRD#: 299060Boston, MA 02116TRUST BUT VERIFY
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