Gary J. Lundgren
Professional summary
Gary James Lundgren was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gary is a previously registered financial advisor and started their career in finance in 1981. Prior to being barred, Gary had worked at 4 firms, which includes IIS GLOBAL ADVISORS INC., INTERPACIFIC INVESTORS SERVICES INC., EVANS LLEWELLYN SECURITIES INC., MARSHALL AND MEYER INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2002 - November 19, 2002
IIS GLOBAL ADVISORS, INC.
September 22, 2000 - June 3, 2015
INTERPACIFIC INVESTORS SERVICES, INC.
December 11, 1984 - July 9, 1985
EVANS LLEWELLYN SECURITIES, INC.
May 16, 1983 - February 3, 1986
MARSHALL AND MEYER, INCORPORATED
February 23, 1981 - July 26, 1981
INTERPACIFIC INVESTORS SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 6/9/2000
Corporate Securities Limited Representative ExaminationCurrent firm
No current employment
Red Flags
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