William Richard Pintaric JR
Professional Summary
William Richard Pintaric JR is a registered financial advisor currently at FORTUNE FINANCIAL SERIVCES, LLC located in North Jackson, Ohio. William is registered as a RR (Registered Representative) and started their career in finance in 1981. William has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
EDELMAN FINANCIAL ENGINES
EQUITABLE ADVISORS, LLC
EDWARD JONES
EDWARD JONES
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
EDELMAN FINANCIAL ENGINES
EQUITABLE ADVISORS, LLC
EDWARD JONES
EDWARD JONES
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
EDELMAN FINANCIAL ENGINES
EQUITABLE ADVISORS, LLC
EDWARD JONES
EDWARD JONES
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
EDELMAN FINANCIAL ENGINES
EQUITABLE ADVISORS, LLC
EDWARD JONES
EDWARD JONES
Years of Experience
45 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
EDELMAN FINANCIAL ENGINES
EQUITABLE ADVISORS, LLC
EDWARD JONES
EDWARD JONES
Current Firm
FORTUNE FINANCIAL SERIVCES, LLC | FORTUNE FINANCIAL SERVICES, INC.
Contact Information
Main Address
3582 Brodhead Road Suite 202, Monaca, PA 15061Mailing Address
P.o. Box 238, Monaca, PA 15061Phone Number
(724) 846-2488Established
Pennsylvania since 04/20/2026Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
4Similar Advisors
EDELMAN FINANCIAL ENGINES
EQUITABLE ADVISORS, LLC
EDWARD JONES
EDWARD JONES
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
EDELMAN FINANCIAL ENGINES
EQUITABLE ADVISORS, LLC
EDWARD JONES
EDWARD JONES
State Registrations and Notice Filings
(8/9/2021)
(6/13/2022)
(5/6/2022)
(8/9/2021)
(8/9/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
EDELMAN FINANCIAL ENGINES
EQUITABLE ADVISORS, LLC
EDWARD JONES
EDWARD JONES
CRS (Client Relationship Summary) - BD
Click below to view William Richard Pintaric JR's CRS (Customer Relationship Summary).
Similar Advisors
EDELMAN FINANCIAL ENGINES
EQUITABLE ADVISORS, LLC
EDWARD JONES
EDWARD JONES