AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
WP

William R. Pintaric

FORTUNE FINANCIAL SERVICES
North Jackson, OH 44451
Some features on this profile are disabled
CRD#: 724808
WP

Professional summary

William Richard Pintaric JR is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in North Jackson, Ohio.

William is registered as a RR (Registered Representative) and started their career in finance in 1981. William has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Richard Pintaric JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 9, 2021 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 3428 S Bailey Road, North Jackson, OH 44451Office #2: 3582 Brodhead Road Suite 202, Monaca, PA 15061
BD
CRD#: 42150
North Jackson, OH
Past

January 24, 2020 - August 12, 2021

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
YOUNGSTOWN, OH
Past

January 24, 2020 - August 12, 2021

SECURITIES AMERICA, INC.

BD
CRD#: 10205
YOUNGSTOWN, OH
Past

August 21, 2015 - July 1, 2019

STONEX ADVISORS INC.

RIA
CRD#: 174182
YOUNGSTOWN, OH
Past

September 12, 2014 - July 1, 2019

STONEX SECURITIES INC.

BD
CRD#: 18456
YOUNGSTOWN, OH
Past

February 23, 1981 - September 12, 2014

WRP INVESTMENTS, INC.

BD
CRD#: 7365
YOUNGSTOWN, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(8/9/2021)
RR
Kentucky
(6/13/2022)
RR
Massachusetts
(5/6/2022)
RR
Ohio
(8/9/2021)
RR
Pennsylvania
(8/9/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 11/24/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/21/1981
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 6/16/1984
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/20/1982
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORTUNE FINANCIAL SERVICES, INC.
FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150 / SEC#: , 8-49727

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3582 Brodhead Road Suite 202, Monaca, PA 15061
Mailing Address
P.o. Box 238, Monaca, PA 15061
Phone number
(724) 846-2488
Established
Pennsylvania since 10/21/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DANIELS, BLAKE WILLIAMCHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO1285106
DANIELS, BRIAN LEEOWNER1213561
BENTLEY, GREGORY JOHNPRESIDENT, CHIEF EXECUTIVE OFFICER705379
PINTARIC, WILLIAM RICHARD JRCHIEF COMPLIANCE OFFICER
WHITENACK, MITCH LEECHIEF OPERATIONS OFFICER, FINOP, PFO, POO4794021

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150North Jackson, OH 44451

TRUST BUT VERIFY

Monitor William Pintaric

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

AR
Alan RubenfeldAdvisorCheck Check Mark
DWS DISTRIBUTORS, INC.
RR
New York, NY
DG
Damon GeorgeAdvisorCheck Check Mark
RETIREMENT STRATEGIES
IAR
Longview, WA
CO
Cara O'gradyAdvisorCheck Check Mark
EDWARD JONES
PR
ST. LOUIS, MO
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.