William C. Gilbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Clay Gilbert, who also goes by Bill Gilbert, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1981. William had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 7, Series 27 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2015 - June 28, 2016
TRANSAMERICA RETIREMENT ADVISORS, LLC
April 14, 2015 - June 28, 2016
TRANSAMERICA INVESTORS SECURITIES, LLC
January 26, 2010 - August 16, 2010
TRUIST INVESTMENT SERVICES, INC.
January 26, 2010 - August 16, 2010
TRUIST INVESTMENT SERVICES, INC.
June 28, 2005 - April 1, 2009
TRUIST INVESTMENT SERVICES, INC.
May 26, 2000 - April 1, 2009
TRUIST INVESTMENT SERVICES, INC.
May 8, 2000 - May 26, 2000
CRESTAR SECURITIES CORPORATION
October 15, 1999 - February 28, 2000
UVEST FINANCIAL SERVICES GROUP, INC.
March 23, 1998 - October 14, 1998
SCOTT & STRINGFELLOW, LLC
July 14, 1995 - March 2, 1998
CRESTAR SECURITIES CORPORATION
July 10, 1989 - May 19, 1995
CARTER KAPLAN & COMPANY
September 4, 1985 - June 19, 1989
FINANCIAL CORPORATION OF VIRGINIA
February 23, 1981 - September 4, 1985
ALEX. BROWN & SONS INCORPORATED
Primary Firm SEC Registration
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSAMERICA RETIREMENT ADVISORS, LLC
CRD#: 107319 / SEC#: 801-42910
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
