Joel D. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel David Cohen was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1981. Joel had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2017 - December 31, 2017
ACHIEVE CAPITAL, LLC
May 10, 2016 - January 6, 2017
VECTORGLOBAL WMG
September 28, 2012 - October 8, 2015
MIURA CAPITAL, LLC
March 14, 2011 - September 25, 2012
AVANZA CAPITAL MARKETS INC.
June 2, 2010 - March 9, 2011
DIRECT ACCESS PARTNERS LLC
January 16, 2009 - June 2, 2010
AVANZA CAPITAL MARKETS INC.
October 15, 2007 - December 22, 2008
PALI CAPITAL, INC.
November 5, 2004 - October 24, 2007
VFINANCE INVESTMENTS, INC
September 29, 2003 - April 6, 2004
EQUITY STATION, INC.
August 2, 2002 - November 10, 2004
GLOBAL PARTNERS SECURITIES INC.
April 17, 2001 - September 4, 2002
PROVIDENT INTERNATIONAL SECURITIES, INC.
June 19, 1997 - April 10, 2001
BRADESCO INVESTMENTS INC.
June 11, 1996 - June 23, 1997
FIRST EQUITY CORPORATION OF FLORIDA
January 11, 1994 - June 11, 1996
GRUNTAL & CO., L.L.C.
October 14, 1988 - July 13, 1992
FAHNESTOCK INTERNATIONAL INC.
April 13, 1988 - January 11, 1994
OPPENHEIMER & CO. INC.
February 23, 1981 - July 13, 1992
FAHNESTOCK INTERNATIONAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/10/1990
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ACHIEVE CAPITAL, LLC
CRD#: 171120 / SEC#:
Contact information
Red Flags
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