Dale A. Garnett
Professional summary
Dale Alan Garnett is a registered financial advisor currently at SMI ADVISORS LLC located in Bellevue, Washington and SMI CAPITAL MARKETS LLC located in Bellevue, Washington.
Dale is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Dale has worked at 31 firms and has passed the Series 66, Series 63, Series 82TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dale Alan Garnett's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2016 - Present
SMI ADVISORS LLC
Office #1: 2018 156th Ave Ne, Bellevue, WA 98007September 1, 2015 - Present
SMI CAPITAL MARKETS LLC
Office #1: 11820 Northup Way Suite 254, Bellevue, WA 98005Office #2: 2018 156th Ave Ne Suite 100 Building F, Bellevue, WA 98007July 5, 2023 - December 13, 2024
DREAM STREET SECURITIES, LLC
June 15, 2022 - December 20, 2022
MOODY CAPITAL SOLUTIONS, INC
July 15, 2015 - August 24, 2015
INDEPENDENT INVESTMENT BANKERS, CORP.
September 15, 2011 - March 27, 2014
FIVE STAR CAPITAL ADVISORS, LLC
January 26, 2010 - May 4, 2011
VANTAGE ADVISORS, LLC
August 25, 2008 - March 6, 2009
CROWN FINANCIAL ADVISORS, LLC
November 28, 2007 - July 22, 2013
MVP AMERICAN SECURITIES
February 16, 2006 - April 25, 2006
QUANTUM SECURITIES, INC.
May 16, 2005 - November 9, 2007
CAMBRIA CAPITAL, LLC
April 4, 2002 - October 24, 2006
ENDEAVOR CAPITAL
March 26, 2001 - January 23, 2002
WILLOW COVE INVESTMENT GROUP, INC.
August 4, 2000 - November 13, 2000
UNITED CAPITAL MARKETS, INC.
August 25, 1998 - May 24, 2000
UNITED CAPITAL MARKETS, INC.
October 13, 1993 - June 3, 1998
STOCKTON EQUITIES GROUP
July 1, 1993 - July 28, 1993
FOSTER JEFFRIES SECURITIES, LLC
July 3, 1991 - July 16, 1992
CHURCHILL STEELE, INC.
December 7, 1990 - November 13, 1991
TITAN/VALUE EQUITIES GROUP, INC.
June 14, 1989 - August 22, 1989
TRI-BRADLEY INVESTMENTS
January 25, 1989 - March 8, 1989
ADAMS SECURITIES, INC.
March 22, 1988 - February 1, 1989
L.M. DREW & ASSOCIATES
March 4, 1987 - February 16, 1988
FIRST EAGLE, INC.
January 8, 1987 - March 13, 1987
J. W. GANT & ASSOCIATES, INC.
November 17, 1986 - January 1, 1987
BLISS SECURITIES, INC.
July 16, 1985 - September 16, 1985
MARSHALL DAVIS, INC.
February 7, 1985 - June 24, 1985
TAMARON INVESTMENTS, INC.
March 27, 1984 - January 10, 1985
NIELSON AND CLARK INC.
October 5, 1983 - May 14, 1984
ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.
August 31, 1982 - August 22, 1983
FIRST COLORADO INVESTMENTS & SECURITIES, INC.
July 16, 1982 - September 7, 1982
B. J. LEONARD AND COMPANY, INC.
February 23, 1981 - August 5, 1982
J DANIEL BELL & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/21/2015)
(1/24/2017)
(9/1/2015)
(9/16/2015)
(3/16/2016)
Exams
Series 82TO
Date: 7/5/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SMI ADVISORS LLC
CRD#: 226544 / SEC#:
Contact information
Red Flags
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