Benjamin Farrell
Professional Summary
Benjamin Farrell, who also goes by Ben Farrell, is a registered financial advisor currently at CAPACUITY SECURITIES, INC. located in Latham, New York. Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2020. Benjamin has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ben Farrell
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
6 years in the financial services industry
Current & Past Employments
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Current Firm
CAPACUITY SECURITIES, INC. | JOHNSON SECURITIES, INC.
Contact Information
Main Address
300 International Pkwy, #350, Lake Mary, FL 32746Mailing Address
300 International Pkwy, #350, Lake Mary, FL 32746Phone Number
(407) 949-6889Established
Pennsylvania since 05/14/1984Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (46 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/1/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Benjamin Farrell's CRS (Customer Relationship Summary).
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