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BF

Benjamin Farrell

CAPACUITY SECURITIES
Latham, NY 12110
Some features on this profile are disabled
CRD#: 7247409
BF

Professional summary

Benjamin Farrell, who also goes by Ben Farrell, is a registered financial professional currently at CAPACUITY SECURITIES, INC. located in Latham, New York.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2020. Benjamin has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ben Farrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1/2024 - BUTTERCUP PROPERTIES LLC, REAL ESTATE, PROPERTY MANAGER, PROPERTY MANAGEMENT AND UP KEEP,

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Farrell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 1, 2025 - Present

CAPACUITY SECURITIES, INC.

Office #1: 40 British American Boulevard, Latham, NY 12110
BD
CRD#: 15384
Latham, NY
Past

June 24, 2024 - April 2, 2025

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
SARATOGA SPRINGS, NY
Past

June 4, 2024 - April 2, 2025

NYLIFE SECURITIES LLC

BD
CRD#: 5167
MALTA, NY
Past

January 31, 2024 - April 9, 2024

HBW ADVISORY SERVICES LLC

RIA
CRD#: 143665
SARATOGA SPRINGS, NY
Past

July 6, 2020 - December 31, 2023

EQUITY SERVICES, INC.

RIA
CRD#: 265
CLIFTON PARK, NY
Past

May 21, 2020 - December 31, 2023

EQUITY SERVICES, INC.

BD
CRD#: 265
CLIFTON PARK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/1/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/17/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/21/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/6/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CAPACUITY SECURITIES, INC.
CAPACUITY SECURITIES, INC. | JOHNSON SECURITIES, INC.

CRD#: 15384 / SEC#: , 8-32508

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
300 International Pkwy, #350, Lake Mary, FL 32746
Mailing Address
300 International Pkwy, #350, Lake Mary, FL 32746
Phone number
(407) 949-6889
Established
Pennsylvania since 05/14/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (46 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CAPACUITY FINANCIAL, INC.OWNER
HOPKINS, THOMAS JOHNFINOP, POO, PFO1835087
KIRK, BRYANT WILLISPRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY1049653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPACUITY SECURITIES, INC.

CRD#: 15384Latham, NY 12110

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