Tim L. Baker

BAKER & COMPANY ADVISORY GROUP

DECATUR, IL 62523

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CRD#: 724730

Professional summary

Tim Lee Baker, who also goes by None None None, None None, is a registered financial advisor currently at BAKER & COMPANY ADVISORY GROUP INC located in Decatur, Illinois.

Tim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Tim has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None None None | None None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)BAKER & COMPANY ADVISORY GROUP, INC., 160 HOURS MONTH, START APRIL 1987, TIM BAKER IS OWNER AND 100% OWNERSHIP. BAKER & COMPANY IS A REGISTERED INVESTMENT ADVISOR 2) BAKER & CO. INSURANCE SERVICES; SOLE PROP; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 06/01/2012; 12 HRS. PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tim Lee Baker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 1997 - Present

BAKER & COMPANY ADVISORY GROUP INC

Office #1: 363 S. Main St., Suite 500, Decatur, IL 62523

RIA

CRD#: 123671

DECATUR, IL

Past

July 2, 2012 - September 4, 2018

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

DECATUR, IL

Past

April 19, 2011 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

DECATUR, IL

Past

April 19, 2011 - September 4, 2018

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

DECATUR, IL

Past

May 13, 2004 - April 21, 2011

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

DECATUR, IL

Past

October 17, 2003 - April 21, 2011

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

DECATUR, IL

Past

August 21, 2002 - October 16, 2003

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

November 30, 2000 - August 1, 2002

WALL STREET FINANCIAL GROUP, INC.

CRD#: 35830

VICTOR, NY

Past

September 22, 1997 - December 31, 2002

BAKER & COMPANY ADVISORY GROUP INC

RIA

CRD#: 123671

DECATUR, IL

Past

March 23, 1989 - December 1, 2000

INVESTMENT PLANNERS, INC.

CRD#: 18557

DECATUR, IL

Past

June 28, 1988 - March 8, 1990

MARINER FINANCIAL SERVICES, INC.

CRD#: 8292

LARGO, FL

Past

July 26, 1984 - May 7, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

June 24, 1983 - June 15, 1984

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

February 23, 1981 - June 2, 1983

A. G. EDWARDS & SONS, INC.

CRD#: 4

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/22/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/30/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/3/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/4/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/1981

General Securities Representative Examination

Current Firm

BAKER & COMPANY ADVISORY GROUP INC

CRD#: 123671 / SEC#:

Illinois

Registered Investment Advisory firm - (9/22/1993 Approved)

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Contact information

Main Address

363 S. Main St., Suite 500, Decatur, IL 62523

Mailing Address

Phone number

(217) 423-3000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	47
AUM (Assets Under Management)	$ 7,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tim L. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tim Lee Baker's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

SECURITIES SERVICE NETWORK, LLC

WALL STREET FINANCIAL GROUP, INC.

BAKER & COMPANY ADVISORY GROUP INC

INVESTMENT PLANNERS, INC.

MARINER FINANCIAL SERVICES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

E. F. HUTTON & COMPANY INC

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/30/1993

Series 63

Date: 2/3/1992

SIE

Date: 9/4/2018

Series 7

Date: 2/21/1981

Current Firm

BAKER & COMPANY ADVISORY GROUP INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BAKER & COMPANY ADVISORY GROUP INC

TRUST BUT VERIFY

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