Gilbert G. Dubray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gilbert George Dubray was a registered financial professional .
Gilbert is a previously registered financial professional and started their career in finance in 1970. Gilbert had worked at 9 firms and has passed the PC and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 1988 - April 4, 1989
CAPITAL BROKERAGE CORPORATION
February 24, 1988 - August 18, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 12, 1987 - July 13, 1987
ADVANTAGE CAPITAL CORPORATION
August 20, 1979 - December 23, 1986
CALVIN BULLOCK, LTD.
January 18, 1978 - September 13, 1979
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
March 21, 1974 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
July 2, 1971 - April 23, 1976
DUPONT GLORE FORGAN INCORPORATED
July 24, 1970 - July 2, 1971
F I DUPONT GLORE FORGAN & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 5/20/1988
AMEX Put and Call ExamSeries 40
Date: 4/3/1973
Registered Principal ExaminationCurrent Firm
CAPITAL BROKERAGE CORPORATION
CRD#: 10465 / SEC#: , 8-26614
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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