Kirsten N. Ashbaugh
MANUKA FINANCIAL
Richmond, VA
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CRD#: 7245833
Professional summary
Kirsten Natalie Ashbaugh, CFP®, who also goes by Kirsten Natalie Ashbaugh Cfp(r), Kirsten Natalie Ashbaugh, Cfp(r), is a registered financial advisor currently at MANUKA FINANCIAL located in Richmond, Virginia.
Kirsten is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Kirsten has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kirsten Natalie Ashbaugh Cfp(r) | Kirsten Natalie Ashbaugh, Cfp(r)
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
07/14/2023 - Ashbaugh Advisory Services LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date 03/01/2023 - 0 Hours Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Kirsten Natalie Ashbaugh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
April 17, 2025 - Present
MANUKA FINANCIAL
RIA
CRD#: 313528
Richmond, VA
Past
May 14, 2021 - April 25, 2025
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
Charlottesville, VA
Past
September 8, 2020 - May 20, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
CHARLOTTESVILLE, VA
Past
August 24, 2020 - April 17, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
CHARLOTTESVILLE, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MANUKA FINANCIAL
MANUKA FINANCIAL | MANUKA FINANCIAL, LLC
CRD#: 313528 / SEC#: 801-130599
RIA
Registered Investment Advisory firm - (7/3/2024 Approved)California
Registered Investment Advisory firm - (8/7/2024 Terminated)Louisiana
Registered Investment Advisory firm - (10/4/2022 Terminated)Texas
Registered Investment Advisory firm - (7/8/2024 Terminated)Virginia
Registered Investment Advisory firm - (7/9/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/17/2025)
IAR
Texas(4/17/2025)
IAR
Virginia(4/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/24/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
MANUKA FINANCIAL
MANUKA FINANCIAL | MANUKA FINANCIAL, LLC
CRD#: 313528 / SEC#: 801-130599
RIA
Registered Investment Advisory firm - (7/3/2024 Approved)California
Registered Investment Advisory firm - (8/7/2024 Terminated)Louisiana
Registered Investment Advisory firm - (10/4/2022 Terminated)Texas
Registered Investment Advisory firm - (7/8/2024 Terminated)Virginia
Registered Investment Advisory firm - (7/9/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Richmond, VA
Mailing Address
Phone number
(804) 293-0397
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 207 |
| AUM (Assets Under Management) | $ 187,474,248 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 9/23/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
