Jeffrey W. Sinclair

PERENNIAL FINANCIAL SERVICES

Rocklin, CA 95677

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CRD#: 7245727

Professional summary

Jeffrey Warren Sinclair is a registered financial advisor currently at PERENNIAL FINANCIAL SERVICES located in Rocklin, California and LPL FINANCIAL LLC located in Rocklin, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Jeffrey has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Warren Sinclair's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 6, 2026 - Present

PERENNIAL FINANCIAL SERVICES

Office #1: 4465 Granite Drive #1016, Rocklin, CA 95677

RIA

CRD#: 286477

Rocklin, CA

Current

April 6, 2026 - Present

LPL FINANCIAL LLC

Office #1: 4465 Granite Dr, Ste 1008, Rocklin, CA 95677

RIA

CRD#: 6413

ROCKLIN, CA

Past

June 23, 2020 - April 7, 2026

EDWARD JONES

RIA

CRD#: 250

ROCKLIN, CA

Past

June 1, 2020 - April 7, 2026

EDWARD JONES

CRD#: 250

ROCKLIN, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERENNIAL FINANCIAL SERVICES

CRD#: 286477 / SEC#: 801-110619

RIA

Registered Investment Advisory firm - (6/12/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/6/2026)

IAR

California
(4/6/2026)

Colorado
(4/6/2026)

New Mexico
(4/6/2026)

Oregon
(4/6/2026)

IAR

Texas
(4/6/2026)

Washington
(4/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/20/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/30/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/5/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

PERENNIAL FINANCIAL SERVICES

CRD#: 286477 / SEC#: 801-110619

RIA

Registered Investment Advisory firm - (6/12/2017 Approved)

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Contact information

Main Address

11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025

Mailing Address

Phone number

(310) 445-2504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (5/28/2025)

FORM ADV PART 2A, APP 1 - WRAP BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,833
AUM (Assets Under Management)	$ 1,898,116,372

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Firm Stability Insights

Jeffrey W. Sinclair

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Warren Sinclair's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

PERENNIAL FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 6/20/2020

Series 7TO

Date: 5/30/2020

SIE

Date: 5/5/2020

FINRA

Current Firm

PERENNIAL FINANCIAL SERVICES

Contact information

SEC notice filing (32 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PERENNIAL FINANCIAL SERVICES

TRUST BUT VERIFY

Contact information

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